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Compliance Analyst

  • Internship
    Full-time
    Summer Internship
  • Legal
  • London

AI generated summary

  • You should have a degree in Law, Finance, or related fields, knowledge of compliance, strong Excel skills, excellent English communication, good judgment, attention to detail, and a proactive mindset.
  • You will conduct conflict checks, ensure policy compliance, maintain records, support AML due diligence, execute compliance monitoring, contribute to global projects, and collaborate with teams.

Requirements

  • A bachelor’s degree or master’s in Law, Regulation, Finance or a related field, ideally
  • An interest in or knowledge of regulatory compliance, risk management, or financial services
  • Experience with Microsoft Office, especially Word, Excel and PowerPoint
  • Excellent verbal and written communication skills in English
  • Ability to develop relationships with key stakeholders
  • Integrity and ability to maintain confidentiality and handle sensitive information appropriately
  • Independent and good judgment in matters of significance
  • Ability to work well in a fast-paced, small-team environment
  • Strong capabilities for research and problem-solving capabilities
  • A proactive and positive mentality
  • Strong attention to detail and organisational abilities

Responsibilities

  • Conducting conflict checks on investment opportunities to manage potential conflicts of interest and advise business units on appropriate mitigation strategies
  • Ensuring employee compliance with policies related to personal account dealing, gifts and entertainment, and outside business activities
  • Maintaining meticulous records of compliance documentation, communications, and employee training, including follow-ups
  • Supporting adherence to Anti-Money Laundering (AML) regulations by conducting Know-Your-Investment (KYI) and Know-Your-Customer (KYC) due diligence
  • Executing periodic compliance monitoring across various business activities
  • Contributing to global compliance projects and initiatives
  • Collaborating with global compliance teams on a range of tasks and responsibilities

FAQs

What is the main responsibility of the Compliance Analyst at Tikehau Capital?

The main responsibility includes conducting conflict checks, ensuring employee compliance with policies, maintaining compliance documentation, supporting adherence to AML regulations, and executing periodic compliance monitoring.

What qualifications are required for the Compliance Analyst position?

A bachelor’s degree or master’s in Law, Regulation, Finance, or a related field is ideally required.

Is experience in regulatory compliance necessary for this role?

While an interest in or knowledge of regulatory compliance, risk management, or financial services is preferred, specific experience may not be strictly necessary.

What software skills are important for the Compliance Analyst role?

Proficiency in Microsoft Office, especially Word, Excel, and PowerPoint, is important for this role.

What kind of work environment can a Compliance Analyst expect at Tikehau Capital?

The Compliance Analyst can expect a fast-paced, small-team environment that requires the ability to work independently and make sound judgments.

How important is attention to detail in this position?

Strong attention to detail and organizational abilities are crucial for successfully carrying out the responsibilities of the Compliance Analyst.

Will the Compliance Analyst be involved in global compliance projects?

Yes, the Compliance Analyst will contribute to global compliance projects and initiatives.

What language skills are necessary for this position?

Excellent verbal and written communication skills in English are necessary for effective collaboration and documentation.

What qualities are desirable for a candidate applying for the Compliance Analyst position?

Desirable qualities include strong research and problem-solving capabilities, a proactive and positive mentality, integrity, and the ability to maintain confidentiality with sensitive information.

The global alternative asset management group

Finance
Industry
501-1000
Employees
2004
Founded Year

Mission & Purpose

Tikehau Capital is a global alternative asset management group with €41.1 billion of assets under management (at 30 June 2023). Tikehau Capital has developed a wide range of expertise across four asset classes (private debt, real assets, private equity and capital markets strategies) as well as multi-asset and special opportunities strategies. Tikehau Capital is a founder led team with a differentiated business model, a strong balance sheet, proprietary global deal flow and a track record of backing high quality companies and executives. Deeply rooted in the real economy, Tikehau Capital provides bespoke and innovative alternative financing solutions to companies it invests in and seeks to create long-term value for its investors, while generating positive impacts on society. Leveraging its strong equity base (€3.1 billion of shareholders’ equity at 30 June 2023), the firm invests its own capital alongside its investor-clients within each of its strategies. Controlled by its managers alongside leading institutional partners, Tikehau Capital is guided by a strong entrepreneurial spirit and DNA, shared by its 742 employees (at 30 June 2023) across its 15 offices in Europe, Middle East, Asia and North America.