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Compliance Coordinator

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CFA Institute

2mo ago

  • Job
    Full-time
    Junior Level
  • London
    Remote
  • Quick Apply

AI generated summary

  • You need 1+ years in compliance, tech-savvy with AI experience, strong analytical skills, collaborative mindset, attention to detail, and proficiency in Microsoft Office and Adobe Suite.
  • You will design and maintain a monitoring program, evaluate misconduct, collaborate with departments, leverage information sources, utilize technologies, and enhance detection processes.

Requirements

  • Experience: 1+ years of experience in compliance, preferably within finance, investment management, or a related field.
  • Technology Savvy: Familiarity with monitoring tools and technologies, and experience with AI is a big plus!
  • Analytical Mindset: You love diving into data to uncover potential issues and can evaluate the complexity of cases.
  • Collaborative Spirit: You’ll work with multiple teams, so being a great communicator and team player is key.
  • Detail-Oriented: Your ability to handle confidential information and identify subtle violations will make you successful in this role.
  • Tech Proficiency: Experience with Microsoft Office, Adobe Suite, and a curiosity for new technologies.

Responsibilities

  • Support the design, development, and maintenance of a monitoring program that ensures ethical conduct among CFA members and candidates.
  • Assist in the evaluation of potential misconduct and escalate cases for further investigation when necessary.
  • Collaborate with various departments and leverage a range of information sources to detect violations.
  • Utilize innovative technologies and explore new tools to enhance monitoring efforts.
  • Work closely with the Manager, Monitoring and Detection, to identify potential cases and improve processes.

FAQs

Do we support remote work?

Yes, this position is remote with occasional requirements to be in person at our London office.

What qualifications are needed for the Compliance Coordinator position?

We are looking for candidates with at least 1+ years of experience in compliance, preferably within finance, investment management, or a related field.

Is experience with technology important for this role?

Yes, being technology savvy is crucial, with familiarity in monitoring tools and technologies, including AI being a significant plus.

Will there be opportunities for professional development?

Yes, CFA Institute is committed to the professional development of its employees and encourages innovation and growth in the workplace.

What kind of benefits does CFA Institute offer?

CFA Institute offers a comprehensive benefits package that includes health and well-being benefits, retirement plans, flexible work arrangements, and various wellness and educational benefits.

Is collaboration a part of the role?

Yes, the role requires a collaborative spirit as you will work with multiple teams and departments.

What skills are emphasized for success in this position?

Key skills include an analytical mindset, attention to detail, effective communication, and proficiency with technology, especially Microsoft Office and Adobe Suite.

Are internal candidates given priority for this position?

Yes, first/full consideration will be given to internal candidates before considering external applicants.

How can I apply for the Compliance Coordinator role?

Interested candidates can click “Apply” and complete the three-minute application process as outlined in the job description.

What is CFA Institute's policy on equal employment opportunities?

CFA Institute is an Equal Opportunity Employer that prohibits discrimination and harassment based on various protected characteristics, impacting all aspects of employment.

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CFA Institute

Finance needs a new perspective.

Finance
Industry
501-1000
Employees
1947
Founded Year

Mission & Purpose

CFA Institute is a global community of more than 190,000 investment professionals working to build an investment industry where investors’ interests come first, financial markets function at their best, and economies grow. We are driven by the belief that lasting economic growth depends on trust, competence, and transparency in financial markets, and we know that it must be led by professionals adhering to the highest levels of ethics and investment expertise. We achieve these goals by: raising standards of professional excellence in the industry; championing ethical behavior in investment markets; serving as a respected source of knowledge in investment markets; and creating a strong global community of investment professionals.