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Compliance Manager/Supervisor

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Old Mill

8d ago

  • Job
    Full-time
    Senior Level
  • Exeter

AI generated summary

  • You should have ACA or ACCA, strong knowledge of accounting principles, analytical skills, effective communication ability, and familiarity with compliance software.
  • You will develop compliance policies, conduct audits, train staff, monitor CPD records, and stay updated on regulations while identifying areas for improvement.

Requirements

  • To succeed in this role you are likely to already have your ACA or ACCA under your belt or will be expecting to qualify soon.
  • In-depth knowledge of accounting principles, regulations, and standards.
  • Strong analytical skills and attention to detail.
  • Excellent communication and interpersonal skills.
  • Ability to effectively train and educate staff on compliance matters.
  • Familiarity with compliance software and tools is a plus.

Responsibilities

  • Develop and implement compliance policies and procedures that align with accounting regulations and standards.
  • Evaluate the effectiveness of existing compliance programs, identify areas of improvement, and implement necessary changes.
  • Conduct compliance audits and reviews to ensure adherence to internal policies and external regulations.
  • Assist with the adherence to legislative and regulatory matters.
  • Stay informed about legislative and regulatory requirements.
  • Train and educate staff on compliance matters.
  • Engage in the annual CPD planning process to identify relevant and sufficient CPD for the teams.
  • Monitor staff CPD records on an ongoing basis to ensure CPD is being carried out and evidenced appropriately, and ICAEW CPD regulations are being complied with.
  • There is also the opportunity to expand the role to include assisting with the design and production of training material to include recommending appropriate topics for inclusion.

FAQs

What qualifications are required for the Compliance Manager position?

To succeed in this role, you are likely to already have your ACA or ACCA qualifications or will be expecting to qualify soon.

What are the primary responsibilities of a Compliance Manager at Old Mill?

The primary responsibilities include developing and implementing compliance policies, evaluating existing programs, conducting compliance audits, training staff on compliance matters, and monitoring ongoing CPD records.

Is prior experience in compliance mandatory for this position?

While prior experience in compliance is beneficial, candidates with strong analytical skills and a solid understanding of accounting principles and regulations may also be considered.

What is the work environment like at Old Mill?

Old Mill promotes a supportive and inclusive work environment that values professional growth, flexible working, and individual well-being, combining a close-knit culture with the capabilities of a larger organization.

Are there opportunities for professional development in this role?

Yes, Old Mill offers ongoing professional development, including full funding for professional qualifications and continuous learning opportunities.

How many days of holiday do employees receive?

Employees start with a minimum of 25 days of annual leave, plus bank holidays, and have the option to purchase up to 5 additional days.

How can I contact the recruitment manager for more information about the role?

You can contact Emma Coleman, the Recruitment Manager, for more information and an informal chat at 01935 709444.

Is the role available for part-time candidates?

Yes, Old Mill welcomes applications from candidates seeking both full-time and part-time positions for this role.

Old Mill

Financial experts, fuelling ambition.

Accounting
Industry
201-500
Employees
1920
Founded Year

Mission & Purpose

Old Mill is a unique group of industry leading financial experts working at the cutting edge of digital accounting, financial planning and tax advisory in a wide range of personal and business areas. We believe in supporting the ambition, drive and variety of the South West economy through a combination of expert advice and excellent client support.