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Compliance Officer – Operational Resiliency – 12 month Contract

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Bloomberg LP

7d ago

  • Job
    Full-time
    Senior Level
  • Legal
  • London

AI generated summary

  • You need experience in operational resiliency and cybersecurity within financial services, regulatory knowledge, policy implementation skills, strong communication, and the ability to manage multiple tasks.
  • You will support Op Res compliance, advise on policies, draft regulatory responses, deliver training, and enhance compliance processes across multiple jurisdictions and domains.

Requirements

  • Experience of Op Res, cyber security and/or information security program design and/or delivery, probably within a regulated financial services firm, or with a regulator or third party provider in the financial services industry
  • Good knowledge of global Op Res regulatory landscape, including familiarity with EU/UK Op Res regulations, and similar US financial markets regulatory provisions (e.g. CFTC cyber/information security)
  • Experience drafting and/or implementing Op Res, cyber security and/or information security policies, procedures and controls
  • Experience collaborating in a fast-paced team environment, and ability to effectively manage and prioritize varied workstreams
  • A curious, analytical mind, with ability and drive to problem-solve and work independently
  • Excellent communication and organizational skills
  • Experience dealing with regulator requests, notifications or other submissions
  • Familiarity with financial services and markets regulation and electronic trading services
  • Experience supporting or reporting to a senior governance or risk management group/committee

Responsibilities

  • Provide day-to-day compliance support for Bloomberg’s global Op Res program, advising on and contributing to delivery of Op Res program requirements across multiple relevant jurisdictions and domains, e.g.:
  • Cyber and information security
  • Incident management processes/communications and regulatory notification decisions
  • BCP/DR, service mapping and business impact assessments
  • Third party / vendor risk
  • Physical security
  • Be a partner and adviser to the business and product developers, helping to embed Op Res by design for new products and services
  • Contribute to drafting, review, maintenance and updates of policies and procedures relevant to the Op Res program
  • Draft responses to regulator enquiries, regulatory returns or other submissions
  • Prepare and present Compliance reporting for internal management/governance forums
  • Prepare and deliver training to business or other stakeholders on Compliance and regulatory matters, as needed
  • Help to create a best in class compliance department, looking to continually improve policies, procedures and controls as needed

FAQs

What is the duration of this contract position?

This is a 12-month contract position.

Where is the Compliance Officer – Operational Resiliency position based?

The position is based in London.

What are the main responsibilities of the Compliance Officer in this role?

The main responsibilities include providing day-to-day compliance support for Bloomberg’s global operational resilience program, advising on Op Res program requirements, contributing to policy drafting and updates, and preparing Compliance reporting for internal management.

Is prior experience in operational resiliency required for this role?

Yes, experience of operational resiliency, cyber security, and/or information security program design and delivery is required.

What sectors or firms should candidates have experience in for this role?

Candidates should have experience within a regulated financial services firm, with a regulator, or with a third-party provider in the financial services industry.

Are there any specific regulatory knowledge requirements for this position?

Yes, a good knowledge of the global operational resilience regulatory landscape, including familiarity with EU/UK and US financial markets regulatory provisions, is necessary.

Is collaboration with other teams mentioned as part of the role?

Yes, the role involves collaboration across various functions and business lines, such as Risk, CISO, Engineering, and Sales.

Will the Compliance Officer have a role in training other stakeholders?

Yes, the Compliance Officer will prepare and deliver training to business or other stakeholders on compliance and regulatory matters as needed.

What skills are emphasized as critical for this job?

Good communication and organizational skills are critical, along with an analytical mindset and the ability to manage and prioritize varied workstreams effectively.

Is there an emphasis on diversity and inclusion in Bloomberg's work environment?

Yes, Bloomberg recognizes the value and importance of diversity and inclusion and strives to maintain an environment where employees are empowered to make an impact.

Bloomberg LP

Think Bigger.

Finance
Industry
10,001+
Employees
1981
Founded Year

Mission & Purpose

Bloomberg is the world's primary distributor of financial data and a top news provider of the 21st century. A global information and technology company, we use our dynamic network of data, ideas and analysis to solve difficult problems every day. Our customers around the world rely on us to deliver accurate, real-time business and market information that helps them make important financial decisions. At Bloomberg, we are guided by four core values that are the foundation of our continued success: innovation, collaboration, customer service and doing the right thing. We harness the power of data and technology to organize, understand and improve our world. It's our purpose. Come find yours.

Benefits

  • Group personal pension plan

    When employees invest in their future, Bloomberg does too. We offer a retirement savings plan to help you build income for the future that’s enhanced by a generous matching contribution

  • Annual season ticket

    The Season Ticket Loan Scheme can save you money. Employees are able to buy an annual ticket that costs less than 12 separate monthly tickets. Under this scheme, Bloomberg purchases an annual transportation pass (train, tube, DLR and bus) on your behalf, after which employees pay back the discounted cost in 12 monthly installments

  • Medical plan

    Bloomberg offers employees access to a private medical insurance scheme, which can complement the treatment you receive via the NHS. It provides you with choice about how, when and where you receive medical care. As part of your coverage, employees can access a well-being program that encourages you to live a healthier lifestyle and rewards you with awards points and access to discounts at various reward partners

  • Leave

    Bloomberg offers employees 25 paid vacation days, eight paid bank holidays and paid sick days. We also provide leaves of absence to address a variety of personal situations, including family and medical emergencies, jury duty and more

  • Employee discounts

    Employees have access to discount programs to help save money on thousands of items such as travel, clothing, electronics, shows, gym memberships and many more