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KYC Analyst - Investment Banking

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Skill Farm

2mo ago

  • Job
    Full-time
    Mid & Senior Level
  • Data
    Banking & Finance
  • Toronto

AI generated summary

  • You must possess strong analytical skills, data interpretation abilities, ownership, excellent communication, relationship-building skills, and the capacity to document complex business requirements.
  • You will analyze business rule changes, support regulatory reporting, collaborate with settlement teams on reconciliations, process client onboarding documentation, and assist with trading systems.

Requirements

  • Very strong analytical and problem solving skills, with a logical mind-set and technical aptitude
  • Ability to collect, analyze, interpret and query data
  • Inherent sense of ownership and initiative
  • Excellent communication skills - clear and concise oral, written and presentation abilities
  • Proven relationship-building skills to create, maintain and enhance relationships with internal and/or external partners
  • Ability to comprehend and document complex business requirements

Responsibilities

  • Review and analyze new business rule changes or system changes that impact reporting processes and perform associated testing
  • Supporting our Regulatory team with various aspects of regulatory reporting to ensure Capital Markets' operations remains compliant with internal policies, industry regulators and tax authorities
  • Supporting our Reconciliations teams by working with our internal settlement teams and Canadian/Foreign banks to identify and resolve issues
  • Process regulatory documentation to support with client onboarding and client outreach
  • Support our various trading systems including our derivatives products and related booking systems

FAQs

What are the primary responsibilities of a KYC Analyst in this role?

The primary responsibilities include reviewing new business rule changes, supporting regulatory reporting, working with reconciliation teams to resolve issues, processing regulatory documentation for client onboarding, and supporting trading systems.

What skills are required for this KYC Analyst position?

Required skills include strong analytical and problem-solving abilities, proficiency in data collection and analysis, excellent communication skills, relationship-building capabilities, and an ability to comprehend and document complex business requirements.

Is prior experience in investment banking necessary for this role?

While specific prior experience in investment banking may be beneficial, strong analytical skills and experience in KYC or regulatory environments are more critical.

Will I be working with external partners in this role?

Yes, this role involves creating and maintaining relationships with internal and external partners, including Canadian and foreign banks.

What types of trading systems will I need to support?

You will support various trading systems, specifically related to derivatives products and their corresponding booking systems.

Is there an opportunity for career advancement in this position?

Yes, there are opportunities for career advancement, as the role provides exposure to multiple aspects of regulatory processes within the investment banking sector.

What is the expected educational background for this role?

A bachelor's degree in finance, economics, business, or a related field is typically expected for this position, along with relevant experience in compliance or KYC roles.

How important are communication skills for this role?

Communication skills are extremely important, as the role requires clear and concise oral, written, and presentation abilities to effectively interact with various stakeholders.

What type of testing will I be responsible for in this position?

You will be responsible for performing testing associated with new business rule changes or system changes that impact reporting processes.

Are there specific tools or software I should be familiar with for this position?

Familiarity with data analysis tools and reporting software is beneficial, along with knowledge of trading system applications used in investment banking.

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Skill Farm

Finance Expert Network: Build Skills, Share Expertise & Find Careers | We help finance professionals thrive

Human Resources
Industry
1-10
Employees
2023
Founded Year

Mission & Purpose

Skillfarm is a professional development platform that focuses on building and enhancing skills in areas such as leadership, communication, and problem-solving. Their ultimate mission is to empower individuals and teams to achieve their full potential through targeted skill-building programs. The purpose of Skillfarm is to bridge the gap between existing skills and the demands of the modern workplace, enabling users to thrive in their careers by offering practical, real-world training solutions.