Logo of Huzzle

Home

Matches

Explore

Manage

Lead Investigator

image

Financial Conduct Authority (FCA)

1mo ago

  • Job
    Full-time
    Senior (5-8 years)
  • London
  • Quick Apply
    2d left

AI generated summary

  • You should have strong analytical skills, experience in financial regulation, excellent communication abilities, and a proven track record of leading investigations in a relevant field.
  • You will conduct in-depth investigations into financial misconduct, analyze data, gather evidence, and prepare reports to support regulatory actions and ensure compliance with financial regulations.

Requirements

  • Demonstrable significant ability leading on aspects of highly complex investigations or litigation within a criminal, civil or regulatory environment with the ability to line manage, direct the work of and coach colleagues, monitoring their progress against deadlines and managing operational risks
  • Ability to analyse large amounts of information, drawing out key findings and producing formal written reports including making recommendations
  • For Lawyer applicants you must hold a valid practising certificate issued by the Solicitors Regulation Authority for England and Wales (if a solicitor), or the General Council of the Bar for England and Wales (if a barrister) (or a similar internationally recognised qualification)
  • Manage and drive forward complex investigations involving large volumes of documents/data
  • Develop, motivate and coach more junior colleagues
  • Build and maintain strong and effective relationships with colleagues in other business units and with external bodies
  • Work collaboratively and inclusively with colleagues with different perspectives and backgrounds
  • Make clear, concise, logical and persuasive oral and written presentations on complex subjects

Responsibilities

  • You will play a leading role in the largest most serious and complex investigations across EMO and be accountable for and regularly report on progress internally and manage your own cases
  • You will be involved in all aspects of investigations from strategic planning, delegating tasks within the team, obtaining evidence using appropriate powers, drafting and reviewing all forms of documents, leading interviews of subjects and witnesses, analysing evidence and making judgements and recommendations throughout the lifetime of an investigation
  • You will have direct line management and mentoring responsibility for junior colleagues and will be a role model within your team, always willing to share your knowledge and expertise
  • You will lead on Departmental or Divisional Corporate Projects which are designed to support and improve our processes and systems and the way that we work
  • You will build and maintain effective working relationships with senior colleagues in other areas within the FCA and with counterparts and key external stakeholders as well as supporting your case team manager and have opportunities to deputise for them
  • Legally qualified candidates in this role would also be expected to provide legal advice to the case team and where appropriate take responsibility for the preparation of privileged correspondence

FAQs

What is the salary range for the Lead Investigator position?

The current salary range is £57,600 to £79,800 for Regulatory roles and £66,200 to £88,000 for Practising Legal roles.

What departmental vacancies are available for the Lead Investigator role?

There are vacancies in each of the Enforcement and Market Oversight (EMO) investigation departments: Retail and Regulatory, Wholesale, and Unauthorised Business.

What type of misconduct does the EMO investigate?

EMO investigates misconduct in financial services that impacts UK consumers and markets, including fraudulent conduct, systems and control failures, corporate governance failings, market abuse, and product mis-selling.

What will my responsibilities be as a Lead Investigator?

As a Lead Investigator, you will take a leading role in significant and complex investigations, manage your own cases, delegate tasks, analyze evidence, conduct interviews, and provide guidance to junior colleagues.

Will I receive training for the Lead Investigator role?

Yes, if successful, you will attend a three-week investigators foundation course in your first six months to help you apply your investigation skills within the FCA's framework.

What are the core benefits provided to employees?

Core benefits include 25 days of holiday plus bank holidays, private healthcare with Bupa, a non-contributory pension scheme, life assurance of eight times your basic salary, and income protection.

Is hybrid working available for this role?

Yes, the FCA supports hybrid working, allowing you to work from home up to 60% of the time per month.

What essential skills and experience are required for the Lead Investigator position?

Candidates must have significant experience in leading complex investigations, the ability to analyze large amounts of information, and for lawyers, a valid practising certificate issued by the appropriate authority.

How can I apply for this position?

Applications for the role close at 23:59 on the 8th September 2024. Follow the application instructions provided on the FCA's careers page.

Who can I contact for more information about the role?

Internal applicants can contact Michael Wood at michael.wood@fca.org.uk, and external applicants can reach out to Asha Gladis at asha.gladis@fca.org.uk.

What does the interview process entail?

The interview process consists of one stage, which includes a case study and a one-hour technical and competency-based interview.

What support is available for candidates with disabilities during the application process?

The FCA is committed to providing reasonable adjustments to help candidates with accessibility requirements. Applicants can discuss their needs with their recruiter to make the process as comfortable as possible.

Financial Conduct Authority (FCA)

We aim to make markets work well – for individuals, for business, large and small, and for the economy as a whole.

Finance
Industry
1001-5000
Employees
2013
Founded Year

Mission & Purpose

The Financial Conduct Authority (FCA) is the regulatory body for the financial services industry in the United Kingdom. Its primary responsibility is to ensure the stability and integrity of the financial markets and to protect consumers. The FCA regulates various financial institutions, including banks, insurance companies, investment firms, and mortgage providers, to ensure that they comply with relevant laws and regulations. The ultimate mission of the FCA is to promote effective competition and fair practices in the financial industry while safeguarding consumers' interests. Their purpose is to maintain the trust and confidence of the public in the financial system by overseeing and enforcing rules that promote transparency, accountability, and fair treatment of consumers. The FCA also provides educational resources and guidance to help consumers make informed financial decisions and protect themselves from potential risks and scams.