Large

AllianceBernstein (AB) is a leading global investment management firm that offers high-quality research and diversified investment services to institutional investors, individuals, and private wealth clients in major world markets. We are one of the largest investment management firms in the world, with more than $665 billion in assets under management as of February 2023. We foster a diverse, connected, collaborative culture that encourages different ways of thinking and differentiated insights. We embrace innovation to address increasingly complex investing challenges. We pursue responsibility throughout our firm—from how we work and act to the solutions we design for clients. 

AllianceBernstein, L.P. does not transact or advise on any cryptocurrency or related products. In addition, we do not conduct business through Facebook, WhatsApp, or any other social media. Any posts on such sites are fraudulent and have not been made by AllianceBernstein, L.P.

Finance

AllianceBernstein

You need a college degree, 2+ years in Audit/SOX, strong communication skills, ability to engage with senior management, flexibility to travel, and preferred professional certification.

You will execute SOX compliance testing, assess controls, document results, participate in walkthroughs, advise management, and report progress while maintaining professional relationships.

Accounting & Tax

Business, Operations & Strategy

Pune

<div><div>Company Description:</div><div>
As a leading global investment management firm, AB fosters diverse perspectives and embraces innovation to help our clients navigate the uncertainty of capital markets. Through high-quality research and diversified investment services, we serve institutions, individuals, and private wealth clients in major markets worldwide. Our ambition is simple: to be our clients&rsquo; most valued asset-management partner.</div><div></div><div>
Group Description:</div><div>
The SOX Testing Unit of Internal Audit is the dedicated internal resource responsible for identifying and evaluating the effectiveness of the key controls presented by management as part of the Sarbanes Oxley (&ldquo;SOX&rdquo;) 404 certification processes. This position is an opportunity for experienced professionals to join a dynamic team to deliver value added services. As a member of AB&rsquo;s SOX Testing Unit Internal Audit Department, experienced hires are expected to demonstrate proficiency in evaluating controls. This position offers exposure to all levels of management.</div><div></div><div>
The SOX Auditor will work as a member of the SOX testing team to perform effectiveness testing of key control activities to ensure compliance with control objectives and the effective operation of internal controls over financial reporting (ICOFR). They will assist in the continued refinement, timely completion, and ongoing maintenance of all SOX 404 documentation (process flows, narratives, and risk matrices).</div><div></div><div>
Specific Responsibilities Assist the SOX Audit Director in executing and overseeing the annual SOX 404 documentation and testing by the following means:</div><div>
Execute internal control testing in support of the SOX compliance program, including assessing risk, validating controls, and updating as required.</div><div>
Assess effectiveness of application controls and key reports relating to business processes</div><div>
Create and execute test procedures and document test results in accordance with work paper guidelines.</div><div>
Prepare work papers to ensure consistency between test objectives, evidence obtained and test results.</div><div>
Keep management apprised of testing status and escalate exceptions / key issues for review. &ndash;</div><div>
Coordinate and / or participate in process walkthroughs with management (process owners) to review all existing key controls.</div><div>
Assist management in updating current process documentation over internal controls, and actively partner with management to ensure effective controls are in place to address key IT, business, and financial reporting risks.</div><div>
Maintain an effective and efficient planning, execution, and coordination of work between testing team and process owners across the organization.</div><div>
Advise management on effective control design, test results and related assessments supporting the firm&rsquo;s compliance efforts.</div><div>
Continuously report SOX testing related progress and results to Senior SOX Auditor and SOX Audit Director</div><div>
Ensure that deliverables are completed in a timely and accurate fashion.</div><div>
Assist with special projects as needed.</div><div>
Develop and maintain a professional relationship with client personnel.</div><div></div><div>
Job Expectations: Keep current as to the development of relevant industry, regulatory, and corporate matters that may affect the SOX 404 scope and testing plans. Participate, as appropriate, in professional associations</div><div></div><div>
What makes this role unique or interesting (if applicable)?</div><ul><li>
Obtain a wholistic understanding of multiple technologies, systems and platforms utilized by AB.</li><li>
Exposure to AB&rsquo;s top management and the ability to influence change and mitigate risk across the entire organization.</li><li>
Learn a variety of technologies in order to test and remediate risks associated with those technologies.</li></ul><div></div><div>
Qualifications, Experience, Education:</div><ul><li>
A college degree.</li></ul><ul><li>
At least two years Audit, SOX PMO, and/or SOX Testing experience, preferably within the financial services industry.</li><li>
Excellent interpersonal and communication skills essential</li><li>
Ability to interact with senior and executive level management on a regular basis</li><li>
The flexibility to travel to other AB offices when necessary</li><li>
Professional certification preferred</li></ul><div></div><div>
Special Knowledge (if applicable):</div><div></div><div>
Location: Pune, India</div><div></div>
Pune, India</div>

Company Description:
As a leading global investment management firm, AB fosters diverse perspectives and embraces innovation to help our clients navigate the uncertainty of capital markets. Through high-quality research and diversified investment services, we serve institutions, individuals, and private wealth clients in major markets worldwide. Our ambition is simple: to be our clients’ most valued asset-management partner.
Group Description:
The SOX Testing Unit of Internal Audit is the dedicated internal resource responsible for identifying and evaluating the effectiveness of the key controls presented by management as part of the Sarbanes Oxley (“SOX”) 404 certification processes. This position is an opportunity for experienced professionals to join a dynamic team to deliver value added services. As a member of AB’s SOX Testing Unit Internal Audit Department, experienced hires are expected to demonstrate proficiency in evaluating controls. This position offers exposure to all levels of management.
The SOX Auditor will work as a member of the SOX testing team to perform effectiveness testing of key control activities to ensure compliance with control objectives and the effective operation of internal controls over financial reporting (ICOFR). They will assist in the continued refinement, timely completion, and ongoing maintenance of all SOX 404 documentation (process flows, narratives, and risk matrices).
Specific Responsibilities Assist the SOX Audit Director in executing and overseeing the annual SOX 404 documentation and testing by the following means:
Execute internal control testing in support of the SOX compliance program, including assessing risk, validating controls, and updating as required.
Assess effectiveness of application controls and key reports relating to business processes
Create and execute test procedures and document test results in accordance with work paper guidelines.
Prepare work papers to ensure consistency between test objectives, evidence obtained and test results.
Keep management apprised of testing status and escalate exceptions / key issues for review. –
Coordinate and / or participate in process walkthroughs with management (process owners) to review all existing key controls.
Assist management in updating current process documentation over internal controls, and actively partner with management to ensure effective controls are in place to address key IT, business, and financial reporting risks.
Maintain an effective and efficient planning, execution, and coordination of work between testing team and process owners across the organization.
Advise management on effective control design, test results and related assessments supporting the firm’s compliance efforts.
Continuously report SOX testing related progress and results to Senior SOX Auditor and SOX Audit Director
Ensure that deliverables are completed in a timely and accurate fashion.
Assist with special projects as needed.
Develop and maintain a professional relationship with client personnel.
Job Expectations: Keep current as to the development of relevant industry, regulatory, and corporate matters that may affect the SOX 404 scope and testing plans. Participate, as appropriate, in professional associations
What makes this role unique or interesting (if applicable)?
Obtain a wholistic understanding of multiple technologies, systems and platforms utilized by AB.
Exposure to AB’s top management and the ability to influence change and mitigate risk across the entire organization.
Learn a variety of technologies in order to test and remediate risks associated with those technologies.
Qualifications, Experience, Education:
A college degree.
At least two years Audit, SOX PMO, and/or SOX Testing experience, preferably within the financial services industry.
Excellent interpersonal and communication skills essential
Ability to interact with senior and executive level management on a regular basis
The flexibility to travel to other AB offices when necessary
Professional certification preferred
Special Knowledge (if applicable):
Location: Pune, India
Pune, India

SOX Auditor - AllianceBernstein

SOX Auditor

You need a degree, up to 3 years of buy-side audit experience, asset management knowledge, and strong communication skills. Professional certification or advanced degree preferred.

You will plan and execute audits, prepare reports, assess internal controls, assist in risk assessments, and collaborate with team members on various projects in a dynamic environment.

Consulting

Company Description<br><br>As a leading global investment management firm, AB fosters diverse perspectives and embraces innovation to help our clients navigate the uncertainty of capital markets. Through high-quality research and diversified investment services, we serve institutions, individuals and private wealth clients in major markets worldwide. Our ambition is simple: to be our clients’ most valued asset-management partner.<br><br>With over 3,700 employees across 51 locations in 25 countries, our people are our advantage. We foster a culture of intellectual curiosity and collaboration to create an environment where everyone can thrive and do their best work. Whether you're producing thought-provoking research, identifying compelling investment opportunities, infusing new technologies into our business or providing thoughtful advice to clients, we’re looking for unique voices to help lead us forward. If you’re ready to challenge your limits and build your future, join us.<br><br><br> * Specific Responsibilities<br>   <br>   <br><br>The Audit Associate is responsible for planning, performing, reporting, and following up on specific audit assignments under the guidance of the Chief Audit Officer, SMD of Non-US, and/or Audit Management (Audit Director, Audit Manager, Audit Team Leader). Specifically, this individual will report to the Vice President – Audit Manager – Luxembourg and work with the Europe Team to carry out Luxembourg/European audit activities.<br><br><br> * The Audit Associate will be responsible for carrying out the following duties:<br> * Assist Audit Management in carrying out the annual audit plan by the following means:<br> * Assist in planning the scope of audits.<br> * Prepare audit programs and execute comprehensive audits in various operational and financial areas of the company, both domestic and international.<br> * Participate in audit planning, progress, and wrap-up meetings.<br> * Recommend corrective actions or business resolutions, if required, and follow up on implementation.<br> * Prepare audit workpapers that evidence completion of audit and form an adequate basis for the audit report.<br> * Prepare drafts of audit reports.<br> * Assess the accuracy and adequacy of information and the Company’s internal control structure by:<br>    * Reviewing transactions, documents, records, reports, accounting and operational methodologies<br>    * Using inquiry and observation<br>    * Employing analytical review procedures<br>    * Assist Audit Management in accomplishing certain administrative tasks:<br>       * Preparation of annual risk assessments<br>       * Preparation of Annual audit plan<br>       * Preparation of commentary for the Audit and Risk Committee material<br>   <br>    * Job Expectations<br>      <br><br>   The Audit Associate Is Also Expected To<br>   <br>   <br>    * Keep current as to the development of relevant industry, regulatory and corporate matters that may affect the Internal Audit Department’s audit scope.<br>    * Work in cooperation with other team members and Audit Management.<br>    * Possess experience in auditing financial and operational controls within a wide range of business processes (within either an external or internal audit environment) or similar risk and control assessment skills gained in business operations, risk or compliance.<br>    * Have exposure to, or understanding of, regulations for financial services clients.<br>    * Possess strong analytical and project management skills.<br>    * Manage and deliver against deadlines while working on multiple projects.<br>    * Be culturally adaptable with the ability to work in continually changing work environments.<br>      <br>      <br><br>   Candidates must have the flexibility and ability to occasionally travel to international locations if required.<br>   <br>   <br>   <br>   <br>   What makes this role unique or interesting (if applicable)?<br>   <br>   <br>    * Obtain a holistic understanding of departments and SBU’s at AB.<br>    * Exposure to AB’s top management and the ability to influence change and mitigate risk across the entire organization.<br>      <br>      <br><br>   Qualifications, Experience, Education<br>   <br>   <br>   This position requires:<br>   <br>   <br>   <br>   <br>    * A university degree.<br>    * Up to 3 years audit experience on the buy side of the global financial services industry. Experience in the follow areas: Research, Portfolio Management, Buy-Side trading, including quantitative/algo trading, Investment Management Operations, Institutional Sales and Marketing, Regulatory and Investment Compliance.<br>    * Experience in the asset management industry (including alternatives and mutual funds) is a major plus.<br>    * Professional Certification (CIA, CPA, CFA etc.,) or Advanced Degree preferred.<br>    * Strong written and oral communication skills are a must.<br>    * Strong interpersonal skills.<br><br>Pune, India

Company DescriptionAs a leading global investment management firm, AB fosters diverse perspectives and embraces innovation to help our clients navigate the uncertainty of capital markets. Through high-quality research and diversified investment services, we serve institutions, individuals and private wealth clients in major markets worldwide. Our ambition is simple: to be our clients’ most valued asset-management partner.With over 3,700 employees across 51 locations in 25 countries, our people are our advantage. We foster a culture of intellectual curiosity and collaboration to create an environment where everyone can thrive and do their best work. Whether you're producing thought-provoking research, identifying compelling investment opportunities, infusing new technologies into our business or providing thoughtful advice to clients, we’re looking for unique voices to help lead us forward. If you’re ready to challenge your limits and build your future, join us. * Specific Responsibilities      The Audit Associate is responsible for planning, performing, reporting, and following up on specific audit assignments under the guidance of the Chief Audit Officer, SMD of Non-US, and/or Audit Management (Audit Director, Audit Manager, Audit Team Leader). Specifically, this individual will report to the Vice President – Audit Manager – Luxembourg and work with the Europe Team to carry out Luxembourg/European audit activities. * The Audit Associate will be responsible for carrying out the following duties: * Assist Audit Management in carrying out the annual audit plan by the following means: * Assist in planning the scope of audits. * Prepare audit programs and execute comprehensive audits in various operational and financial areas of the company, both domestic and international. * Participate in audit planning, progress, and wrap-up meetings. * Recommend corrective actions or business resolutions, if required, and follow up on implementation. * Prepare audit workpapers that evidence completion of audit and form an adequate basis for the audit report. * Prepare drafts of audit reports. * Assess the accuracy and adequacy of information and the Company’s internal control structure by:    * Reviewing transactions, documents, records, reports, accounting and operational methodologies    * Using inquiry and observation    * Employing analytical review procedures    * Assist Audit Management in accomplishing certain administrative tasks:       * Preparation of annual risk assessments       * Preparation of Annual audit plan       * Preparation of commentary for the Audit and Risk Committee material       * Job Expectations         The Audit Associate Is Also Expected To          * Keep current as to the development of relevant industry, regulatory and corporate matters that may affect the Internal Audit Department’s audit scope.    * Work in cooperation with other team members and Audit Management.    * Possess experience in auditing financial and operational controls within a wide range of business processes (within either an external or internal audit environment) or similar risk and control assessment skills gained in business operations, risk or compliance.    * Have exposure to, or understanding of, regulations for financial services clients.    * Possess strong analytical and project management skills.    * Manage and deliver against deadlines while working on multiple projects.    * Be culturally adaptable with the ability to work in continually changing work environments.               Candidates must have the flexibility and ability to occasionally travel to international locations if required.               What makes this role unique or interesting (if applicable)?          * Obtain a holistic understanding of departments and SBU’s at AB.    * Exposure to AB’s top management and the ability to influence change and mitigate risk across the entire organization.               Qualifications, Experience, Education         This position requires:                * A university degree.    * Up to 3 years audit experience on the buy side of the global financial services industry. Experience in the follow areas: Research, Portfolio Management, Buy-Side trading, including quantitative/algo trading, Investment Management Operations, Institutional Sales and Marketing, Regulatory and Investment Compliance.    * Experience in the asset management industry (including alternatives and mutual funds) is a major plus.    * Professional Certification (CIA, CPA, CFA etc.,) or Advanced Degree preferred.    * Strong written and oral communication skills are a must.    * Strong interpersonal skills.Pune, India

Audit Associate - AllianceBernstein

&lt;strong&gt;Company Description&lt;br&gt;&lt;br&gt;&lt;/strong&gt;As a leading global investment management firm, AB fosters diverse perspectives and embraces innovation to help our clients navigate the uncertainty of capital markets. Through high-quality research and diversified investment services, we serve institutions, individuals and private wealth clients in major markets worldwide. Our ambition is simple: to be our clients’ most valued asset-management partner.&lt;br&gt;&lt;br&gt;With over 3,700 employees across 51 locations in 25 countries, our people are our advantage. We foster a culture of intellectual curiosity and collaboration to create an environment where everyone can thrive and do their best work. Whether you're producing thought-provoking research, identifying compelling investment opportunities, infusing new technologies into our business or providing thoughtful advice to clients, we’re looking for unique voices to help lead us forward. If you’re ready to challenge your limits and build your future, join us.&lt;br&gt;&lt;br&gt;&lt;ul&gt;&lt;li&gt;Specific Responsibilities&lt;br&gt;&lt;br&gt;&lt;/li&gt;&lt;/ul&gt;The Audit Associate is responsible for planning, performing, reporting, and following up on specific audit assignments under the guidance of the Chief Audit Officer, SMD of Non-US, and/or Audit Management (Audit Director, Audit Manager, Audit Team Leader). Specifically, this individual will report to the Vice President – Audit Manager – Luxembourg and work with the Europe Team to carry out Luxembourg/European audit activities.&lt;br&gt;&lt;br&gt;&lt;ul&gt;&lt;li&gt;The Audit Associate will be responsible for carrying out the following duties:&lt;/li&gt;&lt;li&gt;Assist Audit Management in carrying out the annual audit plan by the following means:&lt;/li&gt;&lt;li&gt;Assist in planning the scope of audits.&lt;/li&gt;&lt;li&gt;Prepare audit programs and execute comprehensive audits in various operational and financial areas of the company, both domestic and international.&lt;/li&gt;&lt;li&gt;Participate in audit planning, progress, and wrap-up meetings.&lt;/li&gt;&lt;li&gt;Recommend corrective actions or business resolutions, if required, and follow up on implementation.&lt;/li&gt;&lt;li&gt;Prepare audit workpapers that evidence completion of audit and form an adequate basis for the audit report.&lt;/li&gt;&lt;li&gt;Prepare drafts of audit reports.&lt;/li&gt;&lt;li&gt;Assess the accuracy and adequacy of information and the Company’s internal control structure by:&lt;/li&gt;&lt;ul&gt;&lt;li&gt;Reviewing transactions, documents, records, reports, accounting and operational methodologies&lt;/li&gt;&lt;li&gt;Using inquiry and observation&lt;/li&gt;&lt;li&gt;Employing analytical review procedures&lt;/li&gt;&lt;li&gt;Assist Audit Management in accomplishing certain administrative tasks:&lt;/li&gt;&lt;ul&gt;&lt;li&gt;Preparation of annual risk assessments&lt;/li&gt;&lt;li&gt;Preparation of Annual audit plan&lt;/li&gt;&lt;li&gt;Preparation of commentary for the Audit and Risk Committee material&lt;/li&gt;&lt;/ul&gt;&lt;li&gt;Job Expectations&lt;br&gt;&lt;/li&gt;&lt;/ul&gt;&lt;strong&gt;The Audit Associate Is Also Expected To&lt;br&gt;&lt;br&gt;&lt;/strong&gt;&lt;ul&gt;&lt;li&gt;Keep current as to the development of relevant industry, regulatory and corporate matters that may affect the Internal Audit Department’s audit scope.&lt;/li&gt;&lt;li&gt;Work in cooperation with other team members and Audit Management.&lt;/li&gt;&lt;li&gt;Possess experience in auditing financial and operational controls within a wide range of business processes (within either an external or internal audit environment) or similar risk and control assessment skills gained in business operations, risk or compliance.&lt;/li&gt;&lt;li&gt;Have exposure to, or understanding of, regulations for financial services clients.&lt;/li&gt;&lt;li&gt;Possess strong analytical and project management skills.&lt;/li&gt;&lt;li&gt;Manage and deliver against deadlines while working on multiple projects.&lt;/li&gt;&lt;li&gt;Be culturally adaptable with the ability to work in continually changing work environments.&lt;br&gt;&lt;br&gt;&lt;/li&gt;&lt;/ul&gt;Candidates must have the flexibility and ability to occasionally travel to international locations if required.&lt;br&gt;&lt;br&gt;&lt;strong&gt;What makes this role unique or interesting (if applicable)?&lt;br&gt;&lt;br&gt;&lt;/strong&gt;&lt;ul&gt;&lt;li&gt;Obtain a holistic understanding of departments and SBU’s at AB.&lt;/li&gt;&lt;li&gt;Exposure to AB’s top management and the ability to influence change and mitigate risk across the entire organization.&lt;br&gt;&lt;br&gt;&lt;/li&gt;&lt;/ul&gt;&lt;strong&gt;Qualifications, Experience, Education&lt;br&gt;&lt;br&gt;&lt;/strong&gt;This position requires:&lt;br&gt;&lt;br&gt;&lt;ul&gt;&lt;li&gt;A university degree.&lt;/li&gt;&lt;li&gt;Up to 3 years audit experience on the buy side of the global financial services industry. Experience in the follow areas: Research, Portfolio Management, Buy-Side trading, including quantitative/algo trading, Investment Management Operations, Institutional Sales and Marketing, Regulatory and Investment Compliance.&lt;/li&gt;&lt;li&gt;Experience in the asset management industry (including alternatives and mutual funds) is a major plus.&lt;/li&gt;&lt;li&gt;Professional Certification (CIA, CPA, CFA etc.,) or Advanced Degree preferred.&lt;/li&gt;&lt;li&gt;Strong written and oral communication skills are a must.&lt;/li&gt;&lt;li&gt;Strong interpersonal skills.&lt;/li&gt;&lt;/ul&gt;&lt;/ul&gt;Pune, India

Audit Associate

You need a Master's in business, finance, or economics, 2-3 years of experience, strong analytical and communication skills, and proficiency in Word and Excel. Detail-oriented team players welcome.

You will support Wealth Advisors and Client Service Associates with performance reporting, meeting prep, account maintenance, and portfolio analysis, ensuring exceptional service and timely task completion.

Banking & Finance

<div>
 <div>
  Company Description
 </div>
 <div>
  As a leading global investment management firm, AB fosters diverse perspectives and embraces innovation to help our clients navigate the uncertainty of capital markets. Through high-quality research and diversified investment services, we serve institutions, individuals, and private wealth clients in major markets worldwide. Our ambition is simple: to be our clients’ most valued asset-management partner.<br> <br> With over 4,400 employees across 51 locations in 25 countries, our people are our advantage. We foster a culture of intellectual curiosity and collaboration to create an environment where everyone can thrive and do their best work. Whether you're producing thought-provoking research, identifying compelling investment opportunities, infusing new technologies into our business, or providing thoughtful advice to clients, we’re looking for unique voices to help lead us forward. If you’re ready to challenge your limits and build your future, join us.
 </div>
 <div></div>
 <div>
  Operations Associate
 </div>
 <div>
  Position Overview:
 </div>
 <div>
  We are looking for a Private Wealth Operations Associate to work in a team that supports multiple Wealth Advisors and their clients. The Operations Associate will gain exposure to the full breadth of the prospecting &amp; client service processes, as this role is responsible for the aspects of client service management, including the administrative, transactional and operational functions within the Private Wealth group. This is an exciting and challenging opportunity that will give qualified candidates exposure to advisors, internal business partners, and many other departments within Bernstein Private Wealth Management.
 </div>
 <div></div>
 <div>
  A Private Wealth Operations Associate will:
 </div>
 <ul>
  <li>Partner directly with Wealth Advisors and their Client Service Associates to execute the operational needs of the practice, such as performance reporting, client/prospect meeting preparation, account creation and maintenance, &amp; portfolio analysis</li>
  <li>Partner with Client Service Associates to accomplish a common goal of providing exceptional service</li>
  <li>Interact and network with senior professionals throughout the firm to fuel career success</li>
  <li>Ensure accurate and timely completion of responsibilities</li>
 </ul>
 <div></div>
 <div>
  Training Program:
 </div>
 <div>
  Private Wealth Operations Associates will participate in a comprehensive and robust training program. The customized program will enable Associates to build a foundation of knowledge and develop skills needed to process operational tasks, achieve client service excellence and fuel success as a financial professional. Curriculum will be delivered both in a formal classroom and on the job setting.
 </div>
 <div></div>
 <div>
  Qualifications:
 </div>
 <div>
  The ideal candidate should:
 </div>
 <ul>
  <li>Postgraduate/Masters’ degree or equivalent in business, finance or economics with excellence in academics and strong leadership experience.</li>
  <li>Have 2 to 3 years of industry experience.</li>
  <li>Be an accomplished team players who seek a rigorous and challenging environment for their career development. Candidates should be detail-oriented with a strong ability to multitask and work under pressure in a fast-paced atmosphere.</li>
  <li>Possess strong analytical and communication skills (both written and verbal) and an ability to build internal and external relationships. Proficiency in Word and Excel are required.</li>
 </ul>
 <div></div>
 <div>
  Pune, India
 </div>
 <div></div> Pune, India
</div>


 
  Company Description
 
 
  As a leading global investment management firm, AB fosters diverse perspectives and embraces innovation to help our clients navigate the uncertainty of capital markets. Through high-quality research and diversified investment services, we serve institutions, individuals, and private wealth clients in major markets worldwide. Our ambition is simple: to be our clients’ most valued asset-management partner.  With over 4,400 employees across 51 locations in 25 countries, our people are our advantage. We foster a culture of intellectual curiosity and collaboration to create an environment where everyone can thrive and do their best work. Whether you're producing thought-provoking research, identifying compelling investment opportunities, infusing new technologies into our business, or providing thoughtful advice to clients, we’re looking for unique voices to help lead us forward. If you’re ready to challenge your limits and build your future, join us.
 
 
 
  Operations Associate
 
 
  Position Overview:
 
 
  We are looking for a Private Wealth Operations Associate to work in a team that supports multiple Wealth Advisors and their clients. The Operations Associate will gain exposure to the full breadth of the prospecting & client service processes, as this role is responsible for the aspects of client service management, including the administrative, transactional and operational functions within the Private Wealth group. This is an exciting and challenging opportunity that will give qualified candidates exposure to advisors, internal business partners, and many other departments within Bernstein Private Wealth Management.
 
 
 
  A Private Wealth Operations Associate will:
 
 
  Partner directly with Wealth Advisors and their Client Service Associates to execute the operational needs of the practice, such as performance reporting, client/prospect meeting preparation, account creation and maintenance, & portfolio analysis
  Partner with Client Service Associates to accomplish a common goal of providing exceptional service
  Interact and network with senior professionals throughout the firm to fuel career success
  Ensure accurate and timely completion of responsibilities
 
 
 
  Training Program:
 
 
  Private Wealth Operations Associates will participate in a comprehensive and robust training program. The customized program will enable Associates to build a foundation of knowledge and develop skills needed to process operational tasks, achieve client service excellence and fuel success as a financial professional. Curriculum will be delivered both in a formal classroom and on the job setting.
 
 
 
  Qualifications:
 
 
  The ideal candidate should:
 
 
  Postgraduate/Masters’ degree or equivalent in business, finance or economics with excellence in academics and strong leadership experience.
  Have 2 to 3 years of industry experience.
  Be an accomplished team players who seek a rigorous and challenging environment for their career development. Candidates should be detail-oriented with a strong ability to multitask and work under pressure in a fast-paced atmosphere.
  Possess strong analytical and communication skills (both written and verbal) and an ability to build internal and external relationships. Proficiency in Word and Excel are required.
 
 
 
  Pune, India
 
  Pune, India


Private Wealth-Operations Associate - AllianceBernstein

Private Wealth-Operations Associate

You need a degree, up to 3 years of buy-side audit experience, strong communication skills, and preferably a professional certification or advanced degree. Asset management experience is a plus.

You will plan and execute audits, prepare reports, analyze internal controls, recommend improvements, assist in risk assessments, and collaborate with team members on various projects.

<div>
 <div>
  Company Description:
 </div>
 <div></div>
 <div>
  As a leading global investment management firm, AB fosters diverse perspectives and embraces innovation to help our clients navigate the uncertainty of capital markets. Through high-quality research and diversified investment services, we serve institutions, individuals and private wealth clients in major markets worldwide. Our ambition is simple: to be our clients’ most valued asset-management partner.
 </div>
 <div></div>
 <div>
  With over 3,700 employees across 51 locations in 25 countries, our people are our advantage. We foster a culture of intellectual curiosity and collaboration to create an environment where everyone can thrive and do their best work. Whether you're producing thought-provoking research, identifying compelling investment opportunities, infusing new technologies into our business or providing thoughtful advice to clients, we’re looking for unique voices to help lead us forward. If you’re ready to challenge your limits and build your future, join us.
 </div>
 <div>
  1.Specific Responsibilities
 </div>
 <div></div>
 <div>
  The Audit Associate is responsible for planning, performing, reporting, and following up on specific audit assignments under the guidance of the Chief Audit Officer, SMD of Non-US, and/or Audit Management (Audit Director, Audit Manager, Audit Team Leader). Specifically, this individual will report to the Assistant Vice President – Audit Team Leader – Hong Kong and work with the Asia Pacific Team to carry out regional audit activities.
 </div>
 <ul>
  <li>The Audit Associate will be responsible for carrying out the following duties:</li>
 </ul>
 <ul>
  <li>
   <div>
    Assist Audit Management in carrying out the annual audit plan by the following means:
   </div></li>
  <li>
   <div>
    Assist in planning the scope of audits.
   </div></li>
  <li>
   <div>
    Prepare audit programs and execute comprehensive audits in various operational and financial areas of the company, both domestic and international.
   </div></li>
  <li>
   <div>
    Participate in audit planning, progress, and wrap-up meetings.
   </div></li>
  <li>
   <div>
    Recommend corrective actions or business resolutions, if required, and follow up on implementation.
   </div></li>
  <li>
   <div>
    Prepare audit workpapers that evidence completion of audit and form an adequate basis for the audit report.
   </div></li>
  <li>
   <div>
    Prepare drafts of audit reports.
   </div></li>
 </ul>
 <div></div>
 <ul>
  <li>
   <div>
    Assess the accuracy and adequacy of information and the Company’s internal control structure by:
   </div>
   <ul>
    <li>
     <div>
      Reviewing transactions, documents, records, reports, accounting and operational methodologies
     </div></li>
    <li>
     <div>
      Using inquiry and observation
     </div></li>
    <li>
     <div>
      Employing analytical review procedures
     </div></li>
   </ul></li>
 </ul>
 <div></div>
 <ul>
  <li>
   <div>
    Assist Audit Management in accomplishing certain administrative tasks:
   </div>
   <ul>
    <li>
     <div>
      Preparation of annual risk assessments
     </div></li>
    <li>
     <div>
      Preparation of Annual audit plan
     </div></li>
    <li>
     <div>
      Preparation of commentary for the Audit and Risk Committee material
     </div></li>
   </ul></li>
 </ul>
 <div></div>
 <ul>
  <li>Job Expectations</li>
 </ul>
 <div>
  The Audit Associate is also expected to:
 </div>
 <ul>
  <li>
   <div>
    Keep current as to the development of relevant industry, regulatory and corporate matters that may affect the Internal Audit Department’s audit scope.
   </div></li>
  <li>
   <div>
    Work in cooperation with other team members and Audit Management.
   </div></li>
  <li>
   <div>
    Possess experience in auditing financial and operational controls within a wide range of business processes (within either an external or internal audit environment) or similar risk and control assessment skills gained in business operations, risk or compliance.
   </div></li>
  <li>
   <div>
    Have exposure to, or understanding of, regulations for financial services clients.
   </div></li>
  <li>
   <div>
    Possess strong analytical and project management skills.
   </div></li>
  <li>
   <div>
    Manage and deliver against deadlines while working on multiple projects.
   </div></li>
  <li>
   <div>
    Be culturally adaptable with the ability to work in continually changing work environments.
   </div></li>
 </ul>
 <div></div>
 <div>
  Candidates must have the flexibility and ability to occasionally travel to international locations if required.
 </div>
 <div>
  What makes this role unique or interesting (if applicable)?
 </div>
 <ul>
  <li>
   <div>
    Obtain a holistic understanding of departments and SBU’s at AB.
   </div></li>
  <li>
   <div>
    Exposure to AB’s top management and the ability to influence change and mitigate risk across the entire organization.
   </div></li>
 </ul>
 <div></div>
 <div>
  Qualifications, Experience, Education:
 </div>
 <div>
  This position requires:
 </div>
 <ul>
  <li>
   <div>
    A university degree.
   </div></li>
  <li>
   <div>
    Up to 3 years audit experience on the buy side of the global financial services industry. Experience in the follow areas: Research, Portfolio Management, Buy-Side trading, including quantitative/algo trading, Investment Management Operations, Institutional Sales and Marketing, Regulatory and Investment Compliance.
   </div></li>
  <li>
   <div>
    Experience in the asset management industry (including alternatives and mutual funds) is a major plus.
   </div></li>
  <li>
   <div>
    Professional Certification (CIA, CPA, CFA etc.,) or Advanced Degree preferred.
   </div></li>
  <li>
   <div>
    Strong written and oral communication skills are a must.
   </div></li>
  <li>
   <div>
    Strong interpersonal skills.
   </div></li>
 </ul>
 <div></div> Pune, India
</div>


 
  Company Description:
 
 
 
  As a leading global investment management firm, AB fosters diverse perspectives and embraces innovation to help our clients navigate the uncertainty of capital markets. Through high-quality research and diversified investment services, we serve institutions, individuals and private wealth clients in major markets worldwide. Our ambition is simple: to be our clients’ most valued asset-management partner.
 
 
 
  With over 3,700 employees across 51 locations in 25 countries, our people are our advantage. We foster a culture of intellectual curiosity and collaboration to create an environment where everyone can thrive and do their best work. Whether you're producing thought-provoking research, identifying compelling investment opportunities, infusing new technologies into our business or providing thoughtful advice to clients, we’re looking for unique voices to help lead us forward. If you’re ready to challenge your limits and build your future, join us.
 
 
  1.Specific Responsibilities
 
 
 
  The Audit Associate is responsible for planning, performing, reporting, and following up on specific audit assignments under the guidance of the Chief Audit Officer, SMD of Non-US, and/or Audit Management (Audit Director, Audit Manager, Audit Team Leader). Specifically, this individual will report to the Assistant Vice President – Audit Team Leader – Hong Kong and work with the Asia Pacific Team to carry out regional audit activities.
 
 
  The Audit Associate will be responsible for carrying out the following duties:
 
 
  
   
    Assist Audit Management in carrying out the annual audit plan by the following means:
   
  
   
    Assist in planning the scope of audits.
   
  
   
    Prepare audit programs and execute comprehensive audits in various operational and financial areas of the company, both domestic and international.
   
  
   
    Participate in audit planning, progress, and wrap-up meetings.
   
  
   
    Recommend corrective actions or business resolutions, if required, and follow up on implementation.
   
  
   
    Prepare audit workpapers that evidence completion of audit and form an adequate basis for the audit report.
   
  
   
    Prepare drafts of audit reports.
   
 
 
 
  
   
    Assess the accuracy and adequacy of information and the Company’s internal control structure by:
   
   
    
     
      Reviewing transactions, documents, records, reports, accounting and operational methodologies
     
    
     
      Using inquiry and observation
     
    
     
      Employing analytical review procedures
     
   
 
 
 
  
   
    Assist Audit Management in accomplishing certain administrative tasks:
   
   
    
     
      Preparation of annual risk assessments
     
    
     
      Preparation of Annual audit plan
     
    
     
      Preparation of commentary for the Audit and Risk Committee material
     
   
 
 
 
  Job Expectations
 
 
  The Audit Associate is also expected to:
 
 
  
   
    Keep current as to the development of relevant industry, regulatory and corporate matters that may affect the Internal Audit Department’s audit scope.
   
  
   
    Work in cooperation with other team members and Audit Management.
   
  
   
    Possess experience in auditing financial and operational controls within a wide range of business processes (within either an external or internal audit environment) or similar risk and control assessment skills gained in business operations, risk or compliance.
   
  
   
    Have exposure to, or understanding of, regulations for financial services clients.
   
  
   
    Possess strong analytical and project management skills.
   
  
   
    Manage and deliver against deadlines while working on multiple projects.
   
  
   
    Be culturally adaptable with the ability to work in continually changing work environments.
   
 
 
 
  Candidates must have the flexibility and ability to occasionally travel to international locations if required.
 
 
  What makes this role unique or interesting (if applicable)?
 
 
  
   
    Obtain a holistic understanding of departments and SBU’s at AB.
   
  
   
    Exposure to AB’s top management and the ability to influence change and mitigate risk across the entire organization.
   
 
 
 
  Qualifications, Experience, Education:
 
 
  This position requires:
 
 
  
   
    A university degree.
   
  
   
    Up to 3 years audit experience on the buy side of the global financial services industry. Experience in the follow areas: Research, Portfolio Management, Buy-Side trading, including quantitative/algo trading, Investment Management Operations, Institutional Sales and Marketing, Regulatory and Investment Compliance.
   
  
   
    Experience in the asset management industry (including alternatives and mutual funds) is a major plus.
   
  
   
    Professional Certification (CIA, CPA, CFA etc.,) or Advanced Degree preferred.
   
  
   
    Strong written and oral communication skills are a must.
   
  
   
    Strong interpersonal skills.
   
 
  Pune, India


India

You should have a Master's in business, finance, or economics, 2-3 years of experience, strong analytical skills, attention to detail, and proficiency in Word and Excel.

You will support Wealth Advisors in performance reporting, account maintenance, meeting prep, and portfolio analysis, while collaborating with Client Service Associates to ensure exceptional service.

AllianceBernstein

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