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Compliance Assurance Officer

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DAS UK Group

3mo ago

  • Job
    Full-time
    Junior, Mid & Senior Level
  • Bristol

AI generated summary

  • You should have knowledge of PRA, FCA, and ICO regulations, report writing experience, attention to detail, problem-solving skills, and proficiency in Microsoft Office.
  • You will lead or assist compliance monitoring activities, scope tasks with business areas, improve processes, and handle queries while providing assistance as needed.

Requirements

  • We are really to keen to hear from candidates with knowledge of the regulatory environment including PRA, FCA, ICO. Ideally you'll be able to demonstrate experience of report writing and monitoring/auditing, as well as excellent communication skills (both written and verbal) with the ability to interact professionally with executives, managers, and subject matter experts of all levels.
  • High attention to detail and critical thinking, analytical and research skills.
  • Problem-solving skills, with the ability to plan and prioritise workload in order to achieve deadlines.
  • Knowledge of Microsoft Office applications.
  • Competence at adapting style to communication need.
  • Enthusiasm and curiosity coupled with a desire to challenge the status quo. Compliance related qualifications desirable but not essential.

Responsibilities

  • Working as an essential member of the team, the successful candidate will look to either lead or assist in the compliance monitoring activity to test how the business is meeting its regulatory and internal process obligations. This will involve scoping the monitoring activity with relevant business areas and carrying out monitoring activity in accordance with the agreed scope. In addition, you'll look forward to assisting in the ongoing improvement of the monitoring process, as well as handling queries from the business and providing them assistance where appropriate.

FAQs

What is the main responsibility of a Compliance Assurance Officer?

The main responsibility is to lead or assist in compliance monitoring activities to test how the business meets its regulatory and internal process obligations.

Where are the offices located?

The offices are located near Bristol Temple Meads station in modern city centre facilities.

What qualifications are preferred for this role?

Compliance-related qualifications are desirable but not essential for this role.

What regulatory knowledge is required for applicants?

Candidates should have knowledge of the regulatory environment, including PRA, FCA, and ICO.

What skills are important for this position?

Important skills include attention to detail, critical thinking, problem-solving, analytical ability, and excellent communication skills.

Is prior experience in report writing and monitoring/auditing necessary?

Yes, candidates should ideally demonstrate experience in report writing and monitoring/auditing.

What kind of work culture does ARAG UK promote?

ARAG UK promotes a passionate, enthusiastic work culture that encourages independent thinking and ownership of work.

What benefits are offered to employees?

Benefits include 25 days of holiday, a pension scheme, group income and legal protection, health cash plan, employee discounts, and more.

Can candidates apply if they do not meet all the criteria listed?

Yes, candidates are encouraged to apply even if they do not meet all the criteria, as transferable experience is considered.

What opportunities for professional development does ARAG UK provide?

ARAG UK provides opportunities for both professional and personal development to help employees progress their careers.

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DAS UK Group

'First for Justice'​ for our customers and business partners.

Law
Industry
501-1000
Employees
1975
Founded Year

Mission & Purpose

DAS UK Group has been helping businesses and individuals get access to justice for over 40 years. Our businesses include a legal expenses insurance company (https://www.dasinsurance.co.uk/) and a law firm. We have been a pioneer of the legal expenses insurance market since the concept was first introduced to the UK in 1975. We provide protection against unforeseen legal costs to millions of families and motorists, and hundreds of thousands of businesses every year, offering both before-the-event and after-the-event products and a range of telephone advice and assistance services, including our flagship legal advice service. Based in Bristol, with another office in South Wales, we employ over 600 people and are one of the UK's leading specialist insurers.