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Compliance Manager

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The AA

3mo ago

  • Job
    Full-time
    Senior & Expert Level
  • Legal
  • Birmingham

AI generated summary

  • You should have strong compliance experience in the insurance industry, knowledge of FCA rules, excellent stakeholder engagement skills, and a proactive, big-picture focus on compliance issues.
  • You will ensure regulatory adherence, embed compliance culture, integrate requirements into operations, develop policies, represent the function in forums, and provide training and support to staff.

Requirements

  • Compliance Maestro: Strong experience within Compliance with key knowledge of the Insurance industry
  • Strategic thinker: Strong knowledge of FCA rules i.e., Consumer Duty, ICOBS, Consumer Credit, GIPP etc. and the ability to interpret complex information as well as experience with regulators/governing bodies
  • Effective Collaborator: Excellent stakeholder management/engagement experience with Senior Leaders, Executives and Directors/CEOs with outlining written reports as well as presentations and providing technical advice
  • Pragmatic Way: Be proactive with a "can-do" attitude, capable of seeing the big picture and focusing on key compliance issues as well as up to date with all relevant legislation/regulations

Responsibilities

  • Provide proactive consultancy services to ensure comprehensive understanding and adherence to regulatory obligations.
  • Embed a robust compliance culture across all business areas, offering guidance on legislative and regulatory matters.
  • Direct the integration of regulatory requirements into operational systems and procedures.
  • Develop and maintain compliance plans, policies, processes, and procedures to control and mitigate risks.
  • Represent the Compliance function in internal and external forums, influencing industry policy.
  • Deliver training and ongoing support to staff and managers on compliance issues.

FAQs

What is the location for the Compliance Manager position?

The location for the Compliance Manager position is Oldbury, with hybrid working requiring two office days per week.

What type of employment is being offered?

The position being offered is permanent and full time.

What additional benefits come with this job?

Additional benefits include an annual bonus, cash car allowance, and private medical insurance.

What is the main responsibility of the Compliance Manager?

The main responsibility of the Compliance Manager is to maintain the highest standards of regulatory compliance within the organization and ensure business operations align with FCA principles.

What kind of experience is required for this role?

Strong experience within Compliance, particularly with knowledge of the insurance industry, is required for this role.

What are some key knowledge areas needed for the Compliance Manager position?

Key knowledge areas include FCA rules such as Consumer Duty, ICOBS, Consumer Credit, and GIPP, as well as experience with regulators and governing bodies.

Is stakeholder management important for this position?

Yes, excellent stakeholder management and engagement experience with Senior Leaders, Executives, and Directors/CEOs is important for this position.

Are there opportunities for professional development?

Yes, the company offers diverse learning and development opportunities to support career progression.

Is there a policy on diversity and inclusion?

Yes, The AA actively seeks diversity in its workforce and values the contributions of individuals from diverse backgrounds, promoting an inclusive company culture.

What is the annual leave policy?

The annual leave policy includes 25 days of annual leave plus bank holidays, with an option to buy additional annual leave.

It's OK, when you're with the AA​

Manufacturing & Electronics
Industry
5001-10,000
Employees
1905
Founded Year

Mission & Purpose

Since 1905, we have been committed to putting drivers first with innovative thinking and award-winning services. And today we offer even more than ever. ​ We have a driving service for pretty much anything you’ll ever need. Insurance, servicing and repair, driving lessons, buying and financing cars, roadside assistance and much more. ​ Our members have an unshakeable confidence because they have a multi-service driving partner for life. So, no matter what’s around the corner, it really is OK when you’re with the AA.​