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Compliance Officer

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Saxo Bank

3mo ago

  • Job
    Full-time
    Junior & Mid Level
  • Consulting
    Legal
  • Milan
  • Quick Apply

AI generated summary

  • You should have 2-3 years in Compliance or AML, relevant technical experience, and fluency in English and Italian with strong communication skills.
  • You will assist with regulatory communications, maintain compliance assessments, deliver activity plans, advise on developments, report to leadership, and support team members.

Requirements

  • We are looking for a colleague with an open and positive attitude, a collaborative approach, and relevant experience in one or more relevant technical domains (Financial Crime, MiFID, MAR etc.).
  • You will have at least 2-3 years’ experience within a Compliance or AML Function, either in a financial services environment or consulting company.
  • You must be fluent in both English and Italian and have strong communication skills.

Responsibilities

  • Assistance with local regulatory communications and regulatory reporting
  • Close liaison with Group Compliance and other European Compliance teams
  • Maintain compliance risk assessments and activity plans
  • Deliver on the activity plans (monitoring, advice memos, training etc.)
  • Keep abreast of business and regulatory developments and advise on compliance
  • Contribute to regular compliance/AML reporting to the CEO and to the BoD of BG SAXO
  • Provide support to team members

FAQs

Where is the Compliance Officer position located?

The Compliance Officer position is based in Milan, Italy.

What type of company is BG SAXO?

BG SAXO is a partnership between Banca Generali and Saxo Bank, providing clients with an advanced trading platform.

What are the primary responsibilities of the Compliance Officer?

The primary responsibilities include assistance with local regulatory communications, close liaison with Group Compliance, maintaining compliance risk assessments, delivering activity plans, advising on compliance, contributing to compliance/AML reporting, and providing support to team members.

What experience is required for this role?

The role requires at least 2-3 years of experience within a Compliance or AML function, either in a financial services environment or consulting company.

What languages must the Compliance Officer be fluent in?

The Compliance Officer must be fluent in both English and Italian.

What qualities are preferred in candidates for this position?

Candidates are preferred to have an open and positive attitude, a collaborative approach, and relevant experience in technical domains such as Financial Crime, MiFID, or MAR.

Is there an emphasis on diversity within the company culture?

Yes, the company values diversity and inclusion as a source of strength for driving growth and fostering innovation.

How can applicants apply for the position?

Applicants can create an account and upload their resume and a short motivation through the company's job application portal.

What are the career development opportunities at Saxo?

Saxo promotes a robust career development process and offers immense career opportunities when employees bring passion, curiosity, and team spirit.

At Saxo we believe that when you invest, you unlock a new curiosity for the world around you. #BeInvested

Finance
Industry
1001-5000
Employees
1992
Founded Year

Mission & Purpose

Saxo Bank is a Danish investment bank that provides online trading and investment services to retail and institutional clients worldwide. Their platform offers access to global financial markets, allowing users to trade a wide range of assets, including stocks, bonds, forex, and derivatives. Saxo Bank's ultimate mission is to empower individuals and institutions with the tools and knowledge to achieve their financial goals. Their purpose is to democratize access to financial markets through technology, enabling clients to invest with confidence and efficiency.