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Finance Analyst I

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TD Bank

24d ago

  • Job
    Full-time
    Entry Level
  • Accounting & Tax
    Banking & Finance
  • Dublin

AI generated summary

  • You need strong Excel skills, a desire to learn regulatory reporting, the ability to collaborate, knowledge of compliance rules, and a commitment to integrity and ethical conduct.
  • You will prepare regulatory returns, manage daily reporting, resolve reporting issues, enhance processes, analyze regulatory risks, and ensure compliance while maintaining communication with stakeholders.

Requirements

  • - A highly motivated and ambitious individual with excellent technical and Excel skills
  • - A strong desire to learn and develop their career within the regulatory reporting function in the Financial Services industry
  • - Ability to liaise across various business and support groups to achieve a variety of aims and objectives
  • - Knowledge of regulatory reporting (compliance) rules and regulations
  • - Competent and capable
  • - Act honestly, ethically, and with integrity
  • - Be financially sound
  • - Comply with Central Bank of Ireland Conduct Standards and TD's own policies and procedures
  • - Contribute positively to TDGF's reputation and the management of Reputational Risk
  • - Responsible for good conduct and for contributing to the identification and management of Conduct Risk within their team and function

Responsibilities

  • - Preparation of prudential returns (including reporting of Capital, Liquidity, Large Exposures, Asset Encumbrance & Leverage Ratio reporting)
  • - Preparation of daily MI reporting to senior management
  • - Reviewing reporting procedures, identifying problem areas and liaising with relevant persons to resolve issues as they arise
  • - Maintaining a level of awareness with respect to new/existing business areas and associated financial products
  • - Maintaining a level of awareness of any regulatory developments that may impact the reporting process as well as a sound knowledge of regulatory reporting (compliance) rules and regulations
  • - Initiate plans to improve processes, where possible
  • - Establish relationships with relevant persons internal and external to the organization to ease the transfer and communication of information on a timely basis
  • - Assist where required in all aspects of regulatory risk analysis for all the UK and Irish entities, including Board governance, input into regulatory policies, competence around relevant regulatory supervisory statement and policy
  • - Own ad-hoc specified local and global projects and deliver them within demanding timelines whilst maintaining a high standard of technical accuracy
  • - Responsible for identifying and reporting Operational Risk Events in accordance with policy
  • - Responsible, along with all colleagues, to contribute in a positive way to TDGF's reputation and the management of Reputational Risk
  • - Every employee is expected and required to ethical practices at all times, including compliance with applicable policies, legislation and regulations and support positive interactions with TDGF's stakeholders including clients, industry bodies, industry participants, public bodies, regulators and vendors
  • - Responsible for good conduct and for contributing to the identification and management of Conduct Risk within their team and function
  • - You must observe proper standards of market conduct
  • - It is your responsibility to demonstrate that you take reasonable steps to be fully aware of, understand and comply with all regulatory requirements from all regulatory bodies that are applicable to your business
  • - You will promptly report to your supervisor(s) or manager(s) any instances in which you are aware of any violation or possible violation of such regulatory requirements by yourself or others
  • - In particular, as a Controlled Function for the purposes of the CBI's Fitness and Probity Regime (F&P), you must be aware of and comply with your obligations under the regime

FAQs

What is the work location for the Finance Analyst I position?

The work location for the Finance Analyst I position is in Dublin, Ireland.

What are the working hours for this role?

The working hours for this role are 35 hours per week.

What type of role is this within the company?

This is a permanent position supporting the TD Securities Finance team in Dublin for regulatory reporting.

What are the primary responsibilities of the Finance Analyst I?

The primary responsibilities include preparing prudential returns, daily management information reporting, reviewing reporting procedures, and maintaining an internal control environment for accurate and timely submissions.

What qualifications are preferred for this role?

The role suits a highly motivated individual with excellent technical and Excel skills and a strong desire to learn and develop within regulatory reporting in the Financial Services industry.

Is there an opportunity for career development in this position?

Yes, there are development opportunities within the role, and TD supports colleagues with regular training, development conversations, and mentorship programs.

Are there any specific regulatory responsibilities associated with this role?

Yes, the role includes observing market conduct standards, complying with regulatory requirements, and contributing to the management of operational and conduct risks.

What does the Total Rewards Package include?

The Total Rewards Package includes a base salary, health and well-being benefits, paid time off, career development support, and reward and recognition programs.

How does TD encourage a culture of inclusiveness?

TD is committed to fostering an inclusive and accessible environment where all employees and customers feel valued, respected, and supported.

What can new hires expect regarding training and onboarding?

New hires can expect training and onboarding sessions to ensure they have everything needed to succeed in their new role.

Finance
Industry
10,001+
Employees

Mission & Purpose

Headquartered in Toronto, Canada, the Toronto-Dominion Bank and its subsidiaries are collectively known as TD Bank Group (TD). TD had CDN$1.9 trillion in assets on July 31, 2023. TD also ranks among the world’s leading online financial services firms, with more than 16 million active online and mobile customers. TD offers a full range of financial products and services to over 27.5 million customers worldwide through four key business lines: - Canadian Personal and Commercial Banking including TD Canada Trust, Business Banking, and MBNA - U.S. Retail including TD Bank, America’s Most Convenient Bank, TD Auto Finance (U.S.), TD Wealth (U.S.) and TD’s investment in Schwab - Wealth Management & Insurance including TD Wealth (Canada), TD Direct Investing, and TD Insurance - Wholesale Banking including TD Securities and TD Cowen