FAQs
What is the primary responsibility of the Investment Compliance Services - Senior Associate?
The primary responsibility of the Investment Compliance Services - Senior Associate is to manage complex clients with varied fund types, assist with onboarding new funds, and maintain compliance monitoring of existing funds by reviewing regulations, prospectuses, and investment management guidelines.
What qualifications are required for this position?
A Bachelor's degree or equivalent with a focus in business, accounting, or finance is required, along with typically 4+ years of experience in the Financial Services industry, preferably in Investment Compliance.
What skills are necessary for success in this role?
Necessary skills include strong securities knowledge, effective verbal and written communication skills, excellent interpersonal skills, exceptional computer skills (including knowledge of Microsoft Office applications), strong research and analytical abilities, and the ability to develop and maintain business relationships with both internal and external clients.
Is experience with specific tools or software required?
Experience with Charles River or other automated compliance engines is considered an advantage, but it is not explicitly required.
What types of clients will the Senior Associate work with?
The Senior Associate will manage a number of complex clients with varied fund types, including UCITS, AIFs, and pension funds.
What are some of the key responsibilities associated with this position?
Key responsibilities include reviewing and auditing investment compliance restrictions, addressing client service inquiries, conducting service review calls, assisting senior management with compliance projects, ensuring detailed documentation for audit purposes, and working with IT and data teams to address client requirements.
Are there opportunities for professional growth and development at State Street?
Yes, State Street offers a wealth of development programs and educational support to help employees reach their full potential, along with access to flexible work programs.
Does State Street value diversity and inclusion in the workplace?
Yes, State Street believes that the diverse backgrounds, experiences, and perspectives of its employees contribute to an inclusive environment where everyone can thrive. The company actively engages with communities and encourages candidates of diverse origins and backgrounds to apply.
What is the job ID for the Investment Compliance Services - Senior Associate position?
The job ID for the position is R-754186.
Where is State Street Corporation located?
State Street Corporation is located in London, United Kingdom.
What type of company is State Street Corporation?
State Street Corporation is one of the world's leading providers of financial services to institutional investors, specializing in investment servicing, data & analytics, investment research & trading, and investment management.