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Program Manager, SOC Compliance

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Wealthsimple

1mo ago

  • Job
    Full-time
    Mid Level
  • Legal
    IT & Cybersecurity
  • Canada
    Remote
  • Quick Apply

AI generated summary

  • You need 3+ years in audit/compliance (SOC 1, SOC 2), relevant certification (CISA, CISM, CISSP), strong organizational skills, and excellent communication to work with cross-functional teams.
  • You will lead SOC compliance efforts, coordinate audits, liaise with auditors, enhance the SOC 2 program, ensure effective controls, analyze compliance data, and prepare management presentations.

Requirements

  • Brings 3+ years of experience with formal audit, compliance or audit roles with a focus on SOC 1 and SOC 2 (such as working in an audit firm or being part of an internal compliance function)
  • Maintains a relevant certification such as a CISA, CISM, CISSP
  • In-depth knowledge and experience working with frameworks such as SOC 1, SOC 2 and SOX ITGCs
  • Ability to work independently and handle multiple priorities
  • Excellent communication and interpersonal skills, with the ability to effectively collaborate with cross-functional teams and communicate both technical and non-technical audit requirements
  • Holds self and others accountable to meet commitments
  • Is naturally curious and creative, a self-starter and attentive to details
  • Demonstrates exceptional organizational skills by maintaining detailed documentation and ensuring timely follow up on action items

Responsibilities

  • Lead and coordinate compliance efforts related to industry standard frameworks such as SOC 1 and SOC 2 (and other compliance frameworks as they arise)
  • Streamline both SOC 1 and SOC 2 programs while coordinating the successful and timely completion of these external audits simultaneously
  • Serve as a primary point of contact for external auditors and internal control owners to facilitate the completion of the audit
  • Expand the SOC 2 program by broadening the scope beyond the Security Trust Service Criteria
  • Facilitate cross functional team coordination to ensure controls are operating effectively and help identify areas for improvement
  • Draw meaningful outputs from the automated compliance management tool to efficiently address issues in our control environment and ensure continuous controls monitoring
  • Support preparation of materials, presentations and other documentation as required for periodic management and audit committee meetings

FAQs

What is the primary role of the Program Manager, SOC Compliance at Wealthsimple?

The primary role is to lead and coordinate compliance efforts related to industry-standard frameworks such as SOC 1 and SOC 2, streamline the SOC programs, facilitate audits, and ensure continuous compliance.

How many years of experience are required for this position?

A minimum of 3 years of experience in formal audit, compliance, or audit roles with a focus on SOC 1 and SOC 2 is required.

What certifications are preferred for this role?

Relevant certifications such as CISA, CISM, or CISSP are preferred for this position.

What frameworks should the candidate be familiar with?

Candidates should have in-depth knowledge and experience working with frameworks such as SOC 1, SOC 2, and SOX ITGCs.

How does Wealthsimple support professional development?

Wealthsimple offers up to $1,500 per year towards wellness and professional development budgets.

What type of benefits does Wealthsimple provide?

Wealthsimple provides a competitive salary, top-tier health benefits, life insurance, retirement savings matching, vacation days, and wellness days off.

Is Wealthsimple's workplace culture inclusive?

Yes, Wealthsimple is committed to building a diverse team and strongly encourages applications from individuals regardless of race, religion, gender, or other identities.

How does the role involve interaction with external auditors?

The Program Manager will serve as the primary point of contact for external auditors and internal control owners to facilitate the completion of audits.

What is the work format at Wealthsimple?

Wealthsimple operates in a remote-first format, allowing employees to work from anywhere in North America.

Are there any wellness initiatives at Wealthsimple?

Yes, Wealthsimple schedules company-wide wellness days off throughout the year to support employee health and well-being.