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Senior Compliance Manager, Regulatory Affairs and Policy

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HSBC

Jul 8

Applications are closed

  • Job
    Full-time
    Senior Level
  • Banking & Finance
  • London

Requirements

  • Subject matter expertise within regulatory affairs gained in a Compliance function within a banking/financial services environment.
  • Strong judgement and critical thinking skills with an ability to synthesize complex information effectively.
  • Excellent verbal, written and interpersonal skills, strong attention to detail. The ability to work independently and challenge effectively.
  • Strong prioritisation and workflow management skills
  • Proven relationship building skills.

Responsibilities

  • Managing the regulatory developments lifecycle with confidence and autonomy, including analysing regulatory developments, identifying, and engaging with the relevant stakeholders to support the business with implementation.
  • Engaging with stakeholders across the business to ensure a comprehensive record of regulatory obligations exists, which are tracked and escalated as required.
  • Submitting regulatory returns and management of the reporting schedule for the UK business.
  • Working together as the Regulatory Affairs team to develop capabilities and knowledge of the business and macroeconomic opportunities.
  • Provide written and verbal briefings to stakeholders across the business, Group, ExCo and Board level.
  • Keep up to date and informed on internal and external risks and opportunities, approaches, policies, and procedures.
  • Developing relationships across the business and the wider HSBC Group to share relevant information, support the business and senior management in understanding their regulatory responsibilities, highlighting opportunities, drafting, and presenting analysis at relevant governance forums.

FAQs

What is the primary focus of this role as a Senior Compliance Manager in Regulatory Affairs and Policy?

The primary focus of this role is to manage the regulatory developments lifecycle, engage with stakeholders across the business, ensure comprehensive record of regulatory obligations, submit regulatory returns, provide briefings to stakeholders, and develop relationships within the business and across the HSBC Group.

What kind of experience is required for this position?

The ideal candidate will have subject matter expertise within regulatory affairs gained in a Compliance function within a banking/financial services environment, strong judgement and critical thinking skills, excellent communication skills, strong attention to detail, and proven relationship building skills.

What are some key responsibilities of this role?

Key responsibilities include analysing regulatory developments, engaging with stakeholders, managing regulatory reporting, developing regulatory capabilities, providing briefings to stakeholders, keeping up to date on risks and opportunities, and developing relationships across the business and HSBC Group.

How will success be measured in this role?

Success in this role will be measured by the ability to effectively manage regulatory developments, ensure compliance with regulatory obligations, provide valuable insights and analysis to stakeholders, and develop strong relationships across the business and HSBC Group.

HSBC

Finance
Industry
10,001+
Employees
1880
Founded Year

Mission & Purpose

Opening up a world of opportunity for our customers, investors, ourselves and the planet. We're a financial services organisation that serves more than 40 million customers, ranging from individual savers and investors to some of the world’s biggest companies and governments. Our network covers 63 countries and territories, and we’re here to use our unique expertise, capabilities, breadth and perspectives to open up a world of opportunity for our customers. HSBC is listed on the London, Hong Kong, New York, Paris and Bermuda stock exchanges.

Culture & Values

  • We value difference

    Seeking out different perspectives

  • We succeed together

    Collaborating across boundaries

  • We take responsibility

    Holding ourselves accountable and taking the long view

  • We get it done

    Moving at pace and making things happen