FAQs
What is the duration of this contract position?
The duration of this contract position is 6 months.
Where is the Surveillance Compliance Officer position located?
The position is located in London.
What are the primary responsibilities of the Surveillance Compliance Officer?
The primary responsibilities include conducting Communications Surveillance, escalating suspicious activity findings, ensuring compliance with regulatory requirements, and adhering to the company's operational risk framework.
Which surveillance tool will the successful candidate primarily work with?
The successful candidate will primarily work with Global Relay for Communications Surveillance.
What qualifications or experience are required for this role?
Candidates should have at least 1+ years of transferable skills gained in a similar role, experience in a regulated environment, and knowledge of surveillance tools like Global Relay or equivalent.
Is a degree necessary for this position?
A degree in a related subject would be beneficial but is not essential.
What skills are important for this role?
Important skills include excellent verbal and written communication, strong team player qualities, experience dealing with a variety of stakeholders, and knowledge of regulatory requirements associated with risk and compliance.
How does Marex view its company values?
Marex values respect for clients, integrity in business practices, collaboration among team members, development of employees, and adaptability to changing conditions.
Are there any specific conduct rules that employees must follow?
Yes, employees must act with integrity, due skill and diligence, be open and cooperative with regulators, and pay due regard to the interests of customers.
Does Marex support diversity in the workplace?
Yes, Marex is committed to the elimination of unlawful or unfair discrimination and values the diversity that a varied workforce brings to the company.