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Legal & Compliance Associate

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GP Bullhound

3mo ago

  • Job
    Full-time
    Mid & Senior Level
  • Legal
  • London
  • Quick Apply

AI generated summary

  • You need a relevant bachelor's degree, experience in fintech compliance, knowledge of corporate law and regulations, strong analytical skills, and excellent communication abilities.
  • You will develop compliance policies, conduct audits, provide training, manage compliance requests, and support legal matters including contract reviews and disputes.

Requirements

  • Bachelor's degree in a related field. A Master's degree or professional certification in compliance (e.g., JD, LLM, CCEP) is desirable.
  • Proven working experience in compliance and legal roles within a fintech or the financial services industry, with a strong understanding of investment banking regulations
  • Proven track record of successfully managing compliance programs and legal matters in a complex and dynamic environment
  • Excellent knowledge of corporate law, UK and EU regulatory frameworks, including FCA regulations and GDPR
  • Strong analytical and problem-solving skills, with the ability to assess complex legal and compliance issues and develop effective solutions
  • Exceptional communication and interpersonal skills, with the ability to build relationships and influence stakeholders at all levels of the organization
  • High level of integrity and ethical standards, with a commitment to maintaining confidentiality and protecting sensitive information

Responsibilities

  • Develop and maintain compliance policies and procedures to ensure adherence to regulatory requirements
  • Working with the COO to select and implement software or services to support an efficient technology-led approach to managing compliance across GP Bullhound Advisory division
  • Monitor and assess the impact of regulatory changes on the organization and implement necessary adjustments to policies and procedures
  • Conduct regular compliance audits and risk assessments to identify potential areas of non-compliance and develop corrective action plans
  • Lead and manage the compliance program, providing guidance, training, and support to ensure high performance and professional development
  • Provide staff compliance training at orientation, as part of the SMCR process and other ad hoc training
  • Collaborate with Asset Management division opposite number to promote a culture of compliance and ethical behaviour throughout the organization
  • Manage day-to-day staff compliance requests and questions such as in relation to personal account dealing, gifts and entertainment, and outside business interests
  • Oversee preparation of management information for senior management
  • Monitor compliance with relevant bribery and money laundering laws and regulations
  • Draft, and support contract reviews to ensure compliance with legal and regulatory requirements
  • Working alongside the legal team in advising management on a wide range of legal and compliance issues, including corporate governance, contract negotiation, intellectual property, and data protection
  • Support the legal team's management of legal disputes, including litigation and arbitration
  • Potential to broaden experience to support critical commercial contract negotiations and legal disputes and alongside the COO and legal team

FAQs

What is the job title for this position?

The job title is Legal & Compliance Associate.

Where is the location for this position?

The location for this position is London.

Is this a permanent position?

Yes, this is a permanent position.

What company is hiring for this role?

GP Bullhound is the company hiring for this role.

What are the primary responsibilities of the Legal & Compliance Associate?

The primary responsibilities include developing compliance policies, conducting audits, providing compliance training, and supporting legal negotiations.

What qualifications are required for this position?

A Bachelor's degree in a related field is required, and a Master's degree or professional certification in compliance is desirable.

What type of experience is preferred for applicants?

Proven working experience in compliance and legal roles within the fintech or financial services industry is preferred.

What regulatory knowledge is essential for this role?

Excellent knowledge of corporate law, UK and EU regulatory frameworks, including FCA regulations and GDPR, is essential.

What skills are necessary for this position?

Strong analytical and problem-solving skills, exceptional communication and interpersonal skills, and a high level of integrity and ethical standards are necessary.

Will the Legal & Compliance Associate have the opportunity to work with senior management?

Yes, the role involves preparing management information for senior management and collaborating with various stakeholders.

Is there potential for career progression in this role?

Yes, this position offers the opportunity to broaden international and sector experience and progress in your career.

What is the company culture like at GP Bullhound?

The company values focus on clients, promote participation as a 'Bullhounder', and emphasize building the future together.

Will the Legal & Compliance Associate be involved in contract management?

Yes, the associate will draft and support contract reviews to ensure compliance with legal and regulatory requirements.

What kind of training will the associate provide?

The associate will provide compliance training at orientation and other ad hoc training as needed.

Are there opportunities to work on legal disputes?

Yes, there is an opportunity to support the legal team in managing legal disputes, including litigation and arbitration.

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GP Bullhound

Our mission: To support the world's technology entrepreneurs

Finance
Industry
51-200
Employees
1999
Founded Year

Mission & Purpose

GP Bullhound is a leading technology advisory and investment firm, providing transaction advice and capital to the world’s best entrepreneurs and founders. Founded in 1999 in London and Menlo Park, the firm today has 12 offices spanning Europe, the US and Asia.