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Senior Regulatory MI Compliance Officer (all genders) at Corporate & Institutional Banking

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BNP Paribas

5d ago

  • Job
    Full-time
    Senior Level
  • Legal
    Banking & Finance
  • Nuremberg

AI generated summary

  • You should have a background in business or finance, several years in compliance/risk/audit, understand financial regulations, be organized, and fluent in German and English.
  • You will manage regulatory setups, support business teams, coordinate audits, collaborate with stakeholders, and contribute to MI-related projects and certifications.

Requirements

  • Business, banking or finance related studies or banking apprenticeship
  • Multi years of professional experience in a compliance/risk/audit function or similar
  • General understanding of regulatory requirements for financial institutions
  • Ability and willingness to learn about new subjects and tasks and to share knowledge with others
  • Good organization and coordination competences, including the preparation of detailed plans
  • Fluent in German and English

Responsibilities

  • Management of an appropriate setup for Swap Dealer & Banking Regulations (Volcker Rule, French Banking Law, US CFTC Swap Dealer, SEC SBSD) and Client Fiscal Regulations as the 2nd LoD
  • SPOC towards the business teams and the 1st LoD for Swap Dealer & Banking Regulations, supporting and supervising both in their roles
  • Contribution to projects and remediation efforts for MI related requirements
  • SPOC towards the Group, especially central stakeholders from the MI Domain
  • Coordination of certifications in context of Banking Regulations together with LoD1
  • Coordination of the local contribution for regular or exceptional audits or reportings both for the Group and regulators
  • Close collaboration with the rest of the local MI team to share knowledge and gather experience in other MI related processes

FAQs

What is the job title for this position?

The job title is Senior Regulatory MI Compliance Officer (all genders) at Corporate & Institutional Banking.

Where is the position located?

The position is located in Frankfurt or Nuremberg, Germany.

What type of employment is offered for this role?

The position is available as a full-time or part-time permanent role.

What is the main goal of BNP Paribas Corporate & Institutional Banking?

The main goal is to act as a bridge between large multinationals and mid-sized companies with international business activities and institutional investors and financial service providers.

What kind of team does the Compliance Germany team cover?

The Compliance Germany team covers several business lines, including the retail segment Personal Investors.

Are there any particular qualifications required for this position?

Yes, a business, banking, or finance-related degree, or banking apprenticeship, along with several years of experience in compliance/risk/audit functions is required.

What languages are required for this position?

Fluency in both German and English is required.

What kind of regulatory knowledge is expected from candidates?

Candidates should have a general understanding of regulatory requirements for financial institutions.

Is there a commitment to diversity in hiring for this role?

Yes, BNP Paribas is committed to diversity and aims to select candidates in an unbiased and open-minded manner.

What types of benefits are offered for this role?

Benefits include 30 days' holiday, flexible work arrangements, opportunities for professional development, allowances for various tickets, a company pension scheme, and health offers.

Who can I contact if I have questions about the application?

You can contact Sina Adamus for any questions regarding the application.

How should applications be submitted?

Applications should be submitted exclusively via the BNP Paribas online portal; applications via email or on paper cannot be considered for data protection reasons.

Can I apply if I don’t meet every criterion listed in the job description?

Yes, you are encouraged to apply even if you do not meet every criterion, as the organization values potential for development and growth.

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BNP Paribas

The bank for a changing world

Finance
Industry
10,001+
Employees
1848
Founded Year

Mission & Purpose

more than 190,000 employees, including more than 145,000 in Europe. BNP Paribas holds leading positions in its three major operating divisions: ⚆ Commercial, Personal Banking & Services for all the Group’s retail banking networks and several specialised businesses, including BNP Paribas Personal Finance and Arval; ⚆ Investment & Protection Services for savings, investment and protection solutions; ⚆ Corporate & Institutional Banking, which is focused on corporate and institutional clients. The Group helps all its clients (individuals, community associations, entrepreneurs, SMEs, corporates and institutional clients) to realise their projects through solutions spanning financing, investment, savings and protection insurance. In Europe, the Group has four domestic markets (Belgium, France, Italy and Luxembourg) and BNP Paribas Personal Finance is the European leader in consumer lending. BNP Paribas is rolling out its integrated retail-banking model in Mediterranean countries, in Turkey, in Eastern Europe and a large network in the western part of the United States. In its Corporate & Institutional Banking and Investment & Protection Services activities, BNP Paribas also enjoys top positions in Europe, a strong presence in the Americas as well as a solid and fast-growing business in Asia-Pacific.

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