Logo of Huzzle

Home

Matches

Explore

Manage

Find 52,000+ jobs, internships & events from 6,000+ top companies on Huzzle using AI

Compliance Monitoring Officer

image

Partners Group

3mo ago

  • Job
    Full-time
    Senior Level
  • Legal
    Accounting & Tax
  • Manila

AI generated summary

  • You need a relevant bachelor's degree, prefer CPA, 5-7 years in advisory/audit, strong English skills, MS 365 proficiency, and excellent analytical and communication abilities.
  • You will implement compliance plans, analyze data, investigate incidents, monitor corrective actions, conduct assessments, collaborate with stakeholders, and support compliance training and initiatives.

Requirements

  • A bachelor’s degree in Accountancy, Management Accounting or Internal Auditing
  • Preferably a CPA with experience in consulting or advisory services. Additional certifications like CIA, CISA, or CRISC are a plus
  • 5-7 years of experience in consulting or advisory services, internal audit, or compliance. A background in the financial services industry is a plus.
  • Excellent communication skills in English (both written and verbal)
  • Proficiency in Microsoft 365 applications with a genuine interest in leveraging Generative AI and other technological developments
  • Strong interpersonal and communication skills to develop and maintain effective relationships at all levels of the organization
  • The ability to work efficiently and collaborate with team members
  • A fast learner with strong analytical, methodical, and problem-solving skills, capable of working independently

Responsibilities

  • Develop, implement, and execute compliance monitoring plans to assess adherence to regulatory requirements, internal policies, and processes
  • Analyze complex data to evaluate adherence to internal policies and external regulations and prepare detailed reports
  • Investigate compliance incidents or violations, prepare summaries of findings, and provide recommendations for corrective actions
  • Monitor corrective actions taken in response to compliance issues to ensure effectiveness and adherence to prescribed timelines
  • Conduct regular assessments of company practices, processes, and controls to identify potential compliance issues or areas for improvement
  • Maintain, use and further develop all compliance related business applications to scale and improve a more automated assurance process
  • Collaborate with key stakeholders across departments to provide guidance on compliance-related matters and facilitate training sessions to promote understanding of compliance obligations
  • Stay current with changes in laws, regulations, and industry standards, ensuring updates are communicated and integrated within the team
  • Serve as a point of contact for compliance inquiries, providing support and guidance to employees regarding compliance issues or concerns
  • Further develop our data analytics and testing setup to enhance value and efficiency
  • Support the full implementation of a modern compliance and governance framework
  • Participate in local and global projects to support compliance initiatives
  • Collaborate on ad-hoc investigations and deep-dives as needed
  • Support local Compliance matters that may arise
  • Engage in continuous training and development through our internal PG Academy programs or external providers and certifications

FAQs

What is the primary role of a Compliance Monitoring Officer at Partners Group?

The primary role is to support and build a comprehensive compliance program by collaborating with the global compliance team, maintaining compliance risk assessments, and ensuring adherence to regulatory obligations.

What are the main responsibilities of a Compliance Monitoring Officer?

Key responsibilities include developing and executing compliance monitoring plans, analyzing data for compliance adherence, investigating incidents, monitoring corrective actions, and staying current with changes in laws and regulations.

What educational background is preferred for this position?

A bachelor’s degree in Accountancy, Management Accounting, or Internal Auditing is preferred, and candidates with CPA certification or other relevant certifications like CIA, CISA, or CRISC are favored.

How many years of experience are required for this role?

The position requires 5-7 years of experience in consulting or advisory services, internal audit, or compliance, preferably within the financial services industry.

What skills are essential for a Compliance Monitoring Officer?

Strong analytical, methodical, and problem-solving skills, excellent communication skills in English, proficiency in Microsoft 365 applications, and the ability to build effective relationships at all organizational levels are essential.

Does the position offer opportunities for professional development?

Yes, the position includes opportunities for continuous training and development through internal programs and external certifications.

What type of work environment can a new hire expect at Partners Group?

A fast-paced, entrepreneurial, and international working environment with close collaboration across teams globally, supporting diversity of perspectives and new ideas.

Are there benefits associated with this position?

Yes, benefits include a competitive compensation package, 20 vacation days annually, a one-month sabbatical after five years, education assistance programs, and various team-building and volunteer opportunities.

Is there a focus on technology in this role?

Yes, there is an emphasis on leveraging technological developments, particularly Generative AI, to improve compliance monitoring processes.

How can potential candidates identify genuine Partners Group recruiters?

Genuine Partners Group recruiters can be identified by a verified sign on their LinkedIn profiles. If there are doubts about any communications, candidates can contact the company at hr@partnersgroup.com.

image

Partners Group

Built differently to build differently

Finance
Industry
1001-5000
Employees
1996
Founded Year

Mission & Purpose

Partners Group is a global private markets investment management firm, specialising in private equity, private debt, real estate, and infrastructure investments. Through its comprehensive approach to investment management, Partners Group seeks to generate attractive returns while mitigating risk for its clients. Committed to excellence, integrity, and long-term value creation, Partners Group is a trusted partner for investors seeking to achieve their financial goals through private markets investments.

OpportunitiesView all