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Legal & Compliance - Compliance Associate

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Blackstone Group

3mo ago

  • Job
    Full-time
    Mid & Senior Level
  • Legal
  • London
  • Quick Apply

AI generated summary

  • You need 3-7 years in legal/compliance, strong project management, communication skills, relationship-building expertise, and knowledge of regulatory risks and best practices.
  • You will advise on compliance matters, manage confidential information and trade restrictions, develop policies, respond to regulators, and support regulatory projects for private credit transactions.

Requirements

  • 3-7 years of experience in the legal, compliance or regulatory fields, exposure to Credit Businesses advisory a plus
  • Ability to set priorities, be proactive in new situations, and to independently manage projects to conclusion is important.
  • Must be a strong and independent thinker with excellent interpersonal and communication skills.
  • Ability to develop relationships, internally and externally.
  • Knowledge of and ability to communicate risks, best practices and regulatory requirements (U.S. and international).
  • Desire to work as part of a highly collaborative compliance team in a dynamic environment and willingness to embrace a variety of issues and devise solutions to problems.

Responsibilities

  • Provide regulatory and compliance advice to investment professionals and other personnel including preparation of reports to the investment team and senior management regarding compliance matters with a focus on private credit transactions
  • Manage confidential information within the Blackstone Credit & Insurance business, across Blackstone business units, and externally, including information deemed subject to the Market Abuse Regulation.
  • Manage intake of confidential information including dealing directly with external counterparties.
  • Manage all aspects of trade restrictions including clearing trades and maintaining the restricted list on an ongoing basis.
  • Facilitate wall crosses among Blackstone’s business units.
  • Devise, initiate, maintain, and revise compliance and regulatory policies, procedures, controls, and training based on the specific needs of the business and current regulatory requirements particularly ones related to confidential and material non-public information.
  • Work with team in responding to requests from regulators, preparing for regulatory examinations, and conducting mock examinations in conjunction with external consultants and counsel.
  • Advise on licensing considerations for private credit transactions in EMEA.
  • Support BXCI regulatory and compliance queries, collaborating with Blackstone Compliance teams in London, Dublin and New York.
  • Assist with the maintenance of the existing compliance program, which covers EU and UK regulations such as MiFID II, AIFMD, MAR, 5MLD, etc., and Blackstone’s policies and procedures.
  • Assist with ad hoc European regulatory projects which potentially impact the Credit business.

FAQs

What is the role of a Compliance Associate at Blackstone Credit & Insurance?

The Compliance Associate will provide regulatory and compliance advice, manage confidential information, oversee trade restrictions, facilitate wall crossings, maintain compliance policies, respond to regulator requests, and assist with licensing and regulatory queries related to private credit transactions.

What qualifications are required for this position?

Candidates should have 3-7 years of experience in legal, compliance, or regulatory fields, with exposure to credit businesses being a plus. Strong interpersonal and communication skills, the ability to independently manage projects, and knowledge of regulatory requirements are also necessary.

What type of experience is preferred for this position?

Preference is given to candidates with experience in the legal, compliance, or regulatory fields, particularly those who have had exposure to advisory related to credit businesses.

Is knowledge of international regulations necessary for this role?

Yes, candidates should have knowledge of U.S. and international regulatory requirements to effectively communicate risks and best practices.

What are the primary responsibilities of the Compliance Associate?

Primary responsibilities include providing regulatory advice, managing confidential information, overseeing trade restrictions, facilitating wall crosses, maintaining compliance policies, and assisting with regulatory queries and examinations.

Will the Compliance Associate work with external parties?

Yes, the Compliance Associate will deal directly with external counterparties and collaborate with Blackstone Compliance teams in different locations.

How does the Compliance Associate support the existing compliance program?

The Compliance Associate assists in maintaining the compliance program by covering EU and UK regulations and Blackstone's policies and procedures, ensuring adherence to current regulatory requirements.

Is teamwork emphasized in this position?

Yes, the role requires working as part of a highly collaborative compliance team in a dynamic environment and addressing a variety of compliance issues.

Is there a commitment to diversity and equal employment opportunities at Blackstone?

Yes, Blackstone is committed to providing equal employment opportunities to all applicants and employees, regardless of various protected characteristics.

Who should I contact if I need a reasonable accommodation to complete my application?

You can contact Human Resources at the provided phone numbers for the US, EMEA, or APAC regions for reasonable accommodation requests.

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Blackstone Group

Finance
Industry
1001-5000
Employees
1985
Founded Year

Mission & Purpose

Blackstone is a global investment firm that specialises in alternative asset management and financial advisory services. The company engages in various investment activities, including private equity, real estate, credit, and hedge fund solutions. Blackstone's ultimate mission is to generate attractive investment returns for their clients while managing risk prudently. Their purpose is to provide exceptional investment opportunities and value-added services to their investors, aiming to create lasting value and deliver superior performance. Blackstone strives to be a trusted partner for their clients, leveraging their deep industry expertise, global network, and disciplined investment approach to drive long-term success and contribute to the growth and development of the companies and assets they invest in.

Culture & Values

  • Relentlessly pursue excellence

    We strive to be the best at what we do, applying our global talent and scale to generate compelling outcomes for our clients.

  • Never compromise integrity

    We adhere to the highest standards of integrity, maintaining and deepening our clients’ trust.

  • Outperform through innovation

    We approach our work with a builder mindset, creating new opportunities through innovation and entrepreneurialism.

  • Deliver for our customers

    We are meticulous custodians of capital, deploying it when we have conviction that we can deliver lasting value.

  • Work humbly, work together

    We build diverse teams of extraordinary professionals who advocate for the best ideas and celebrate each other’s wins.

Benefits

  • Health Insurance

  • Vision Insurance

  • Performance Bonus

  • Maternity & Paternity Leave

  • Flexible Spending Account (FSA)

  • Dental Insurance

  • Life Insurance

OpportunitiesView all